【每日一练】CFA 一级（2015年）

Question：

David Donnigan enrolled to take the Level II CFA examination in the current year, but he did not take the exam. Donnigan advised his employer that he passed Level II. Subsequently, he registered to take the Level II exam the next year. Which CFA Institute Standards of Professional Conduct did Donnigan least likely violate? The standard related to:

A. referencing candidacy in the CFA Program.

B. duty to employer.

C. professional misconduct.

Answer = A

Because he registered to take the exam in the next year, Donnigan still qualifies to state he is a candidate in the CFA Program. He would not, however, be authorized to reference that he is a Level III candidate and, if asked, would need to specifiy that he is a Level II candidate.

CFA Level I

"Guidance for Standards I-VII," CFA Institute

Standard I(D), Standard IV(A)

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