【每日一练】CFA 一级（2015年）

Question：

Which of the following statements concerning financial regulatory bodies is least accurate? Financial  regulatory bodies: 
A. act to level the playing field for market participants. 
B. define minimum standards of competence for agents. 
C. require that regulated firms maintain optimum levels of capital. 

Answer = C 
Financial regulators impose minimum levels of capital that apply across the board to all regulated  firms—not the optimum level, which is firm specific.

CFA Level I

“Market Organization and Structure,” Larry Harris
Section 10

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