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CFA特许金融分析师1-3级【沪江&金程联合开发】
适合对象

1.从事金融行业的大三大四学员;

2.系统化学习金融知识的财经专业学员;

3.为获取更多offer零基础转行的学员。



特色服务

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CFA特许金融分析师1-3级【沪江&金程联合开发】课程知识点列表

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课程大纲

试听单元

CFA特许金融分析师1-3级课程介绍

免费试听

Explain ethics and professionalism

免费试听

Proceedings and the hearing panel

免费试听

I(A).Knowledge of the law

免费试听

Interest rates

免费试听

数量分析-EAR 

免费试听

【2021.05考季】CFA1级前导

框架介绍+金融英语-1.1

框架介绍+金融英语-1.2

框架介绍+金融英语-1.3

框架介绍+金融英语-2.1

框架介绍+金融英语-2.2

框架介绍+金融英语-2.3

框架介绍+金融英语-3.1

框架介绍+金融英语-3.2

框架介绍+金融英语-3.3

框架介绍+金融英语-4.1

框架介绍+金融英语-4.2

框架介绍+金融英语-4.3

财务前导-1.1

财务前导-1.2

财务前导-1.3

财务前导-2.1

财务前导-2.2

财务前导-2.3

财务前导-3.1

财务前导-3.2

财务前导-3.3

财务前导-4.1

财务前导-4.2

财务前导-4.3

数量前导+金融计算器使用-1.1

数量前导+金融计算器使用-1.2

数量前导+金融计算器使用-1.3

数量前导+金融计算器使用-2.1

数量前导+金融计算器使用-2.2

数量前导+金融计算器使用-2.3

数量前导+金融计算器使用-3.1

数量前导+金融计算器使用-3.2

数量前导+金融计算器使用-3.3

数量前导+金融计算器使用-4.1

数量前导+金融计算器使用-4.2

数量前导+金融计算器使用-4.3

【2021.05考季】CFA1级强化百题

强化-道德-1. introduction-I(B)

强化-道德-2. I(C) - II(A)

强化-道德-3. II(B) - III(B)

强化-道德-4. III(C) - IV(A)

强化-道德-5. IV(B) -VII(B)

强化-道德-6. GIPS

百题-1.道德百题Q1-Q22

百题-2.道德百题Q23-Q43

百题-3.道德百题Q44-Q65

百题-4.道德百题Q66-Q89

强化-另类-1.另类总复习R50

百题-另类-1.AlternativesQ1-Q45

强化-权益-1.R36-R37 金融市场,指数

强化-权益-2.R38-R41 有效性,股票种类,行业分析,DCF

强化-权益-3.R41 估值

百题-权益-1.EquityQ1-Q15

百题-权益-2.EquityQ16-Q59

百题-权益-2.EquityQ16-Q59_1

百题-权益-3.EquityQ60-Q86

百题-权益-4.EquityQ87-Q101

强化-衍生-1.R48

强化-衍生-2.R49

百题-衍生-1.DerivativeQ1-Q51改

强化-经济学-1.D&S,elasticity

强化-经济学-2.S.E.&I.E., profit max

强化-经济学-3.Market structure, GDP, IS-LM

强化-经济学-4.AD-AS, 经济周期

强化-经济学-5.货币政策和财政政策,国际贸易(1) 外汇(2)

百题-经济学-1.经济学 01-17

百题-经济学-2.经济学 18-36

百题-经济学-3.经济学 37-74

百题-经济学-4.经济学 75-89

百题-经济学-5.经济学 90-109

强化-财报&理财-1.财报的基础知识介绍,利润表的介绍和收入的确认

强化-财报&理财-2.EPS,资产负债表(金融资产),现金流的分类与计算

强化-财报&理财-3.自由现金流,财务指标分析,存货的计算,LIFO,FIFO

强化-财报&理财-4.存货计量和减值,LIFO reserve,长期资产,所得税定义

强化-财报&理财-5.所得税的计算,债券

强化-财报&理财-6.租赁,养老金

强化-财报&理财-7.资本预算

强化-财报&理财-8.WACC,杠杆,流动资金管理

百题-财报&理财-9.百题 财务01-37

百题-财报&理财-10.百题 财务37-80

百题-财报&理财-11.百题 财务81-103

百题-财报&理财-12.百题 财务104-130

百题-财报&理财-13.百题 财务131-131

百题-财报&理财-14.百题 公司金融01-07

百题-财报&理财-15.百题 公司金融08-40

百题-财报&理财-16.百题 公司金融41-67

强化-数量-1.数量R6

强化-数量-2.数量R7-R8

强化-数量-3.数量R8-R10

强化-数量-4.数量R10-R11

强化-组合-5.组合 三大理论

强化-组合-6.组合R51 R54-57

百题-数量-1.数量百题 Q1-Q15

百题-数量-2.数量百题 Q16-Q52

百题-数量-3.数量百题 Q53-Q92

百题-数量-4.数量百题 Q93-Q112

百题-组合-5.组合百题 Q1-Q26

百题-组合-6.组合百题 Q27-Q52

百题-组合-7.组合百题 Q53-Q96

固收强化1

固收强化2

固收强化3

固收强化4

固收强化5

固收百题Q1-21

固收百题Q22-65

固收百题Q66-129

【2021.05考季】CFA1级模考押题

押题-道德

押题-固定收益

押题-经济学

押题-其他

押题-权益

押题-数量

押题-衍生

押题-公司金融

押题-企业理财

押题-组合

模考1-1.Q1-Q27

模考1-2.Q28-Q73

模考1-3.Q74-Q119

模考1-4.Q120-180

模考2-1.道德 数量

模考2-2.经济学

模考2-3.财务

模考2-4.企业理财

模考2-5.组合-equity

模考2-6.固定收益 衍生品 另类

押题-财务

【2021.05考季】CFA2级前导

1.前导段_Ethics 01

1.前导段_Ethics 02

1.前导段_Ethics 03

2.前导段_数量复习 01

2.前导段_数量复习 02

3.前导段_机器学习与大数据 01

3.前导段_机器学习与大数据 02

4.前导段_经济学 01

4.前导段_经济学 02

5.前导段_固定收益 01

5.前导段_固定收益 02

6.前导段_组合管理 01

6.前导段_组合管理 02

7.前导段_Financial Reporting and Analysis 01

7.前导段_Financial Reporting and Analysis 02

7.前导段_Financial Reporting and Analysis 03

7.前导段_Financial Reporting and Analysis 04

8.前导段_Corporate Finance 01

8.前导段_Corporate Finance 02

9.前导段_Equity Investments 01

9.前导段_Equity Investments 02

9.前导段_Equity Investments 03

10.前导段_Derivatives&Alternative Investment 01

10.前导段_Derivatives&Alternative Investment 02

【2021.05考季】CFA2级基础

财务-R13 Intercorporate Investments(1)

财务-R13 Intercorporate Investments(2)

财务-R13 Intercorporate Investments(3)

财务-R13 Intercorporate Investments(4)

财务-R14 Employee Compensation:Post Employment and Share Baseed(1)

财务-R14 Employee Compensation:Post Employment and Share Baseed(2)

财务-R14 Employee Compensation:Post Employment and Share Baseed(3)

财务-R14 Employee Compensation:Post Employment and Share Baseed(4)

财务-R15 Multinational Operations(1)

财务-R15 Multinational Operations(2)

财务-R16 Analysis of Financial Institutions(1)

财务-R16 Analysis of Financial Institutions(2)

财务-R17 Evaluating Quality of Financial Reports

财务-R18 Integration of Financial Statement Analysis Techniques

企业理财-R19 Capital Budgeting(1)

企业理财-R19 Capital Budgeting(2)

企业理财-R20 Capital Structure

企业理财-R21 Analysis of Dividends and Share Repurchases

企业理财-R22 Corporate Governance and Other ESG Considerations in Investment Analysis

企业理财-R23 Mergers and Acquisitions

经济学-1.R10 (1) Warm up

经济学-2.R10 (2) Bid-ask spread

经济学-3.R10 (3) Cross rate & trangle arbitrage

经济学-4.R10 (4) Mark-to-market value

经济学-5.R10 (5) Interest rate parity

经济学-6.R10 (6) PPP & International Fisher Effect

经济学-7. R10 (7) Carry trade

经济学-8. R10 (8) Balance of Payments

经济学-9. R10 (9) Monetary and fiscal policies

经济学-10. R10 (10) Exchange rate management& warning signs

经济学-11. R11 (1) Potential GDP growth

经济学-12. R11 (2) Production function

经济学-13. R11 (3) Economic growth theory

经济学-14. R12 Economics of regulation

权益-1.R24_Equity Valuation- Applications and Processes

权益-2.R25_Return Concepts_1

权益-3.R25_Return Concepts_2

权益-4.R26_Industry and Company Analysis

权益-5.R27_Discounted Dividend Valuation_1

权益-6.R27_Discounted Dividend Valuation_2

权益-7.R28_Free Cash Flow Valuation_1

权益-8.R28_Free Cash Flow Valuation_2

权益-9.R28_Free Cash Flow Valuation_3

权益-10.R28_Free Cash Flow Valuation_4

权益-11.R29_Market-Based

权益-12.R29_Market-Based

权益-13.R30_Residual Income Valuation_1

权益-14.R30_Residual Income Valuation_2

权益-15.R31_Private Company Valuation_1

权益-16.R31_Private Company Valuation_2

职业伦理-R1 Code of Ethics and Standards of Professional Conduct

职业伦理-R2 Guidance for Standards I-VII (1)

职业伦理-R2 Guidance for Standards I-VII (2)

职业伦理-R2 Guidance for Standards I-VII (3)

职业伦理-R2 Guidance for Standards I-VII (4)

职业伦理-R2 Guidance for Standards I-VII (5)

职业伦理-R2 Guidance for Standards I-VII (6)

职业伦理-R2 Guidance for Standards I-VII (7)

固定收益-R32 The Term Structure and Interest Rate Dynamics(1)

固定收益-R32 The Term Structure and Interest Rate Dynamics(2)

固定收益-R32 The Term Structure and Interest Rate Dynamics(3)

固定收益-R32 The Term Structure and Interest Rate Dynamics(4)

固定收益-R33 The Arbitrage-Free Valuation Framework

固定收益-R34 Valution and Analysis- Bond with Embedded Options(1)

固定收益-R34 Valution and Analysis- Bond with Embedded Options(2)

固定收益-R35 Credit Analysis Models(1)

固定收益-R35 Credit Analysis Models(2)

固定收益-R35 Credit Analysis Models(3)

固定收益-R36 Credit Default Swaps

组合-R43 Exchange-Traded Funds- Mechanics and Applications(1)

组合-R43 Exchange-Traded Funds- Mechanics and Applications(2)

组合-R44 Using Multifactor Models(1)

组合-R44 Using Multifactor Models(2)

组合-R44 Using Multifactor Models(3)

组合-R45 Measuring and Managing Market Risk(1)

组合-R45 Measuring and Managing Market Risk(2)

组合-R46 Economics and Investment Markets(1)

组合-R46 Economics and Investment Markets(2)

组合-R47 Analysis of Active Portfolio Management(1)

组合-R47 Analysis of Active Portfolio Management(2)

组合-R48 Trading Costs and Electronic Markets(1)

组合-R48 Trading Costs and Electronic Markets(2)

组合-R48 Trading Costs and Electronic Markets(3)

组合-R48 Trading Costs and Electronic Markets(4)

衍生品-Pricing and Valuation of Forward Commitments_1

衍生品-Pricing and Valuation of Forward Commitments_2

衍生品-Pricing and Valuation of Forward Commitments_3

衍生品-Pricing and Valuation of Forward Commitments_4

衍生品-Pricing and Valuation of Forward Commitments_5

衍生品-Valuation of Contingent Claims_1

衍生品-Valuation of Contingent Claims_2

衍生品-Valuation of Contingent Claims_3

衍生品-Valuation of Contingent Claims_4

另类-1.Private Real Estate Investments(1)

另类-2.Private Real Estate Investments(2)

另类-3.Private Real Estate Investments(3)

另类-4.Private Real Estate Investments(4)

另类-5.Private Real Estate Investments(5)

另类-6.Private Real Estate Investments(6)

另类-7.Private Real Estate Investments(7)

另类-8.Publicly Traded Real Estate Securities(1)

另类-9.Publicly Traded Real Estate Securities(2)

另类-10.Private Equity Valuation(1)

另类-11.Private Equity Valuation(2)

另类-12.Private Equity Valuation(3)

另类-13.Private Equity Valuation(4)

另类-14.Private Equity Valuation(5)

另类-15.Private Equity Valuation(6)

另类-16.Introduction to Commodities and Commodity Derivatives(1)

另类-17.Introduction to Commodities and Commodity Derivatives(2)

数量-R4 Introduction to Linear Regression(1)

数量-R4 Introduction to Linear Regression(2)

数量-R5 Multiple Regression(1)

数量-R5 Multiple Regression(2)

数量=R6 Time-Series Analysis(1)

数量-R6 Time-Series Analysis(2)

数量-R7 Machine Learning(1)

数量-R7 Machine Learning(2)

数量-R8 Big Data Projects(1)

数量-R8 Big Data Projects(2)

数量-R9 Excerpt from-Probabilistic Approches

【2021.05考季】CFA2级强化百题

强化-权益另类衍生-1.Equity Valuation (1) R25,R26

强化-权益另类衍生-2.Equity Valuation (2) R27,R28

强化-权益另类衍生-3.Equity Valuation (3) R29,R30,R31

强化-权益另类衍生-4.Alternative Investments (1) R39

强化-权益另类衍生-5.Alternative Investments (2) R40,R41,R42

强化-权益另类衍生-6.Derivatives (1) R37

强化-权益另类衍生-7.Derivatives (2) R38

百题-权益另类衍生-1.Equity Valuation 百题 (1) Case1-5

百题-权益另类衍生-2.Equity Valuation 百题 (2) Case6-9

百题-权益另类衍生-3.Equity Valuation 百题 (3) Case10-16

百题-权益另类衍生-4.Alternative Investments 百题 (1) Case1-4

百题-权益另类衍生-5.Alternative Investments 百题 (2) Case5-8

百题-权益另类衍生-6.Derivatives 百题 (1) Case1-3

百题-权益另类衍生-7.Derivatives 百题 (2) Case4-6

百题-权益另类衍生-8.Derivatives 百题 (2) Case7-9

强化-总复习1-1.Economics

强化-总复习1-1.Ethics and Professional Standards

强化-总复习1-1.Fixed Income

强化-总复习1-1.Portfolio Management

强化-总复习1-1.Quantitative Methods

强化-总复习1-2.Economics

强化-总复习1-2.Fixed Income

强化-总复习1-2.Portfolio Management

强化-总复习1-2.Quantitative Methods

强化-总复习1-3.Economics

强化-总复习1-3.Fixed Income

强化-总复习1-3.Portfolio Management

强化-总复习1-3.Quantitative Methods

强化-总复习1-4.Fixed Income

强化-总复习1-4.Portfolio Management

百题-数量&组合&经济&固收&道德-1.Quants 百题(1)Case 1--3

百题-数量&组合&经济&固收&道德-2.Quants 百题(2)Case 4--7

百题-数量&组合&经济&固收&道德-3.Quants 百题(3)Case 8--9

百题-数量&组合&经济&固收&道德-4.Portfolio Management 百题(1)Case 1--3

百题-数量&组合&经济&固收&道德-5.Portfolio Management 百题(2)Case 4--6

百题-数量&组合&经济&固收&道德-6.Portfolio Management 百题(3)Case 7--9

百题-数量&组合&经济&固收&道德-7.Economics 百题(1)Case 1--3

百题-数量&组合&经济&固收&道德-8.Economics 百题(2)Case 4--7

百题-数量&组合&经济&固收&道德-9.Fixed Income 百题(1)Case 1--3

百题-数量&组合&经济&固收&道德-10.Fixed Income 百题(2)Case 4--7

百题-数量&组合&经济&固收&道德-11.Fixed Income 百题(2)Case 8--10

百题-数量&组合&经济&固收&道德-12.Ethics 百题(1) Case 1--2

百题-数量&组合&经济&固收&道德-13.Ethics 百题(2) Case 3--5

百题-数量&组合&经济&固收&道德-14.Ethics 百题(3) Case 6--8

强化-财报理财-1.Financial Reporting and Analysis (1) R13

强化-财报理财-2.Financial Reporting and Analysis (2) R14

强化-财报理财-3.Financial Reporting and Analysis (3) R15,R16,R17,R18

强化-财报理财-4.Corporate Finance (1) R19,R20

强化-财报理财-5.Corporate Finance (2) R21,R22

强化-财报理财-6.Corporate Finance (3) R23

百题-财报理财-1.Financial Reporting and Analysis (1) Case1-4

百题-财报理财-2.Financial Reporting and Analysis (2) Case5-9

百题-财报理财-3.Financial Reporting and Analysis (3) Case10-12

百题-财报理财-4.Corporate Finance (1) Case1-4

百题-财报理财-5.Corporate Finance (2) Case5-9

【2021.05考季】CFA2级模考押题

押题-ITEM SET1-道德

押题-ITEM SET2-数量

押题-ITEM SET3-经济学

押题-ITEM SET5-公司金融

押题-ITEM SET6-权益

押题-ITEM SET8-衍生

押题-ITEM SET9-组合

押题-ITEM SET11-数量

押题-ITEM SET12-财务报表分析

押题-ITEM SET13-公司金融

押题-ITEM SET14-权益

押题-ITEM SET15-固收

押题-ITEM SET16-固收

押题-ITEM SET17-衍生

押题-ITEM SET18-另类

押题-ITEM SET19-组合

模考1.1 Case 1-6

模考1.2 Case 7-10

模考1.3 Case 1-5

模考1.4 Case 6-10

模考2.1 Case1-5

模考2.2 Case6-10

模考2.3 Case1-4

模考2.4 Case5-7

模考2.5 Case8-9

【2021.05考季】CFA3级前导

前导 1.三级概述 01

前导 1.三级概述 02

前导 1.三级概述 03

前导 2.外汇 01

前导 2.外汇 02

前导 2.外汇 03

前导 3.衍生品 01

前导 3.衍生品 02

前导 4.债券 01

前导 4.债券 02

前导 4.债券 03

前导 5.三级框架 01

前导 5.三级框架 02

前导 5.三级框架 03

前导 6.CME+Trading 01

前导 6.CME+Trading 02

前导 6.CME+Trading 03

前导 7.IPS 01

前导 7.IPS 02

前导 8.Performance evaluation 01

前导 8.Performance evaluation 02

前导 8.Performance evaluation 03

财务前导-4.3

数量前导+金融计算器使用-1.1

数量前导+金融计算器使用-1.2

数量前导+金融计算器使用-1.3

数量前导+金融计算器使用-2.1

数量前导+金融计算器使用-2.2

数量前导+金融计算器使用-2.3

数量前导+金融计算器使用-3.1

数量前导+金融计算器使用-3.2

数量前导+金融计算器使用-3.3

数量前导+金融计算器使用-4.1

数量前导+金融计算器使用-4.2

数量前导+金融计算器使用-4.3

【2021.05考季】CFA3级基础

个人IPSSS12-13-16-Overview of Private Wealth Management(1)

个人IPSSS12-13-16-Overview of Private Wealth Management(2)

个人IPSSS12-13-16-Overview of Private Wealth Management(3)

个人IPSSS12-13-16-Overview of Private Wealth Management(4)

个人IPSSS12-13-16-Taxes and Private Wealth Management in a Global Context

个人IPSSS12-13-16-Estate Planning in a Global Context

个人IPSSS12-13-16-Concentrated Single-Asset Positions

个人IPSSS12-13-16-Risk Management for Individuals

个人IPSSS12-13-16-Case Study in Risk Management- Private Wealth

固定收益SS7-SS8-Review

固定收益SS7-SS8-Overview of Fixed-Income Portfolio Management(1)

固定收益SS7-SS8-Overview of Fixed-Income Portfolio Management(2)

固定收益SS7-SS8-Overview of Fixed-Income Portfolio Management(3)

固定收益SS7-SS8-Overview of Fixed-Income Portfolio Management(4)

固定收益SS7-SS8-Overview of Fixed-Income Portfolio Management(5)

固定收益SS7-SS8-Liability-Driven and Index-Based Strategies(1)

固定收益SS7-SS8-Liability-Driven and Index-Based Strategies(2)

固定收益SS7-SS8-Liability-Driven and Index-Based Strategies(3)

固定收益SS7-SS8-Liability-Driven and Index-Based Strategies(4)

固定收益SS7-SS8-Liability-Driven and Index-Based Strategies(5)

固定收益SS7-SS8-Yield Curve Strategies(1)

固定收益SS7-SS8-Yield Curve Strategies(2)

固定收益SS7-SS8-Yield Curve Strategies(3)

固定收益SS7-SS8-Yield Curve Strategies(4)

固定收益SS7-SS8-Yield Curve Strategies(5)

固定收益SS7-SS8-Yield Curve Strategies(6)

固定收益SS7-SS8-Yield Curve Strategies(7)

固定收益SS7-SS8-Fixed-Income Active Management:Credit Strategies(1)

固定收益SS7-SS8-Fixed-Income Active Management:Credit Strategies(2)

固定收益SS7-SS8-Fixed-Income Active Management:Credit Strategies(3)

固定收益SS7-SS8-Fixed-Income Active Management:Credit Strategies(4)

另类交易SS11SS15-R26-Hedge Fund Strategies(1)

另类交易SS11SS15-R26-Hedge Fund Strategies(2)

另类交易SS11SS15-R27-Asset Allocation to Alternative Investments

另类交易SS11SS15-R34-Trade Strategy and Execution(1)

另类交易SS11SS15-R34-Trade Strategy and Execution(2)

另类交易SS11SS15-R35-Portfolio Performance Evaluation(1)

另类交易SS11SS15-R35-Portfolio Performance Evaluation(2)

另类交易SS11SS15-R35-Portfolio Performance Evaluation(3)

另类交易SS11SS15-R36-Investment Manager Selection

衍生SS6-R15-Options Strategies(1)

衍生SS6-R15-Options Strategies(2)

衍生SS6-R15-Options Strategies(3)

衍生SS6-R15-Options Strategies(4)

衍生SS6-R16-Swaps, Forwards, and Futures Strategies(1)

衍生SS6-R16-Swaps, Forwards, and Futures Strategies(2)

衍生SS6-R16-Swaps, Forwards, and Futures Strategies(3)

衍生SS6-R17-Currency Management- An Introduction(1)

衍生SS6-R17-Currency Management- An Introduction(2)

衍生SS6-R17-Currency Management- An Introduction(3)

衍生SS6-R17-Currency Management- An Introduction(4)

职业伦理SS1-2-Code of Ethics and Standards of Professional Conduct

职业伦理SS1-2-I(A)-Knowledge of the Law

职业伦理SS1-2-I(B)-Independence and Objectivity

职业伦理SS1-2-I(C)-Misrepresentation

职业伦理SS1-2-I(D)-Misconduct

职业伦理SS1-2-II(A)-Material Nonpublic Information

职业伦理SS1-2-II(B)-Market Manipulation

职业伦理SS1-2-III(A)-Loyalty,Prudence,and Care

职业伦理SS1-2-III(B)-Fair Dealing

职业伦理SS1-2-III(C)-Suitability

职业伦理SS1-2-III(D)-Performance Presentation

职业伦理SS1-2-III(E)-Preservation of Confidentiality

职业伦理SS1-2-IV(A)-Loyalty

职业伦理SS1-2-IV(B)-Additional Compensation Arrangements

职业伦理SS1-2-IV(C)-Responsibilities of Supervisors

职业伦理SS1-2-V(A)-Diligence and Reasonable Basis

职业伦理SS1-2-V(B)-Communications with Clients and Prospective Clients

职业伦理SS1-2-V(C)-Record Retention

职业伦理SS1-2-VI(A)-Disclosure of Conflicts

职业伦理SS1-2-VI(B)-Priority of Transactions

职业伦理SS1-2-VI(C)-Referral Fees-

职业伦理SS1-2-VII(A)-Conduct as Participants in CFA Institute Programs

职业伦理SS1-2-VII(B)-Reference to CFA Institute,the CFA Designation, and the CFA Program

职业伦理SS1-2-Professionalism in the Investment Industry

职业伦理SS1-2-Asset Manager Code of Professional Conduct

职业伦理SS1-2-GIPS(1)

职业伦理SS1-2-GIPS(2)

职业伦理SS1-2-GIPS(3)

职业伦理SS1-2-GIPS(4)

职业伦理SS1-2-GIPS(5)

职业伦理SS1-2-GIPS(6)

资产配置SS5-Overview of Asset Allocation(1)

资产配置SS5-Overview of Asset Allocation(2)

资产配置SS5-Overview of Asset Allocation(3)

资产配置SS5-Overview of Asset Allocation(4)

资产配置SS5-Pricinples of Asset Allocation(1)

资产配置SS5-Pricinples of Asset Allocation(2)

资产配置SS5-Pricinples of Asset Allocation(3)

资产配置SS5-Pricinples of Asset Allocation(4)

资产配置SS5-Asset Allocation with Real-World Constraints(1)

资产配置SS5-Asset Allocation with Real-World Constraints(2)

【2021.05考季】CFA3级强化百题

总复习1-01.GIPS

总复习1-02.Capital Market Expectations(1)

总复习1-03.Capital Market Expectations(2)

总复习1-04.Derivatives(1)

总复习1-05.Derivatives(2)

总复习1-06.Currency Management

总复习1-07.Fixed Income(1)

总复习1-08.Fixed Income(2)

总复习1-09.Fixed Income(3)

总复习1-10.Equity(1)

总复习1-11.Equity(2)

总复习1-12.Institutional IPS

1.IPS Writing (1)

2.IPS Writing (2)

3.个人IPS 2018Q5-2018Q6

4.个人IPS 2017Q4-2016Q6

5.个人IPS 2016Q7-2015Q8

6.个人IPS 2014Q1-2011Q2

7.机构IPS 2018Q3-2015Q2

8.机构IPS 2014Q5-2011Q3

总复习2-1.Behavioral Finance

总复习2-2.Asset Allocation and Related Decisions in Portfolio Management_1

总复习2-3.Asset Allocation and Related Decisions in Portfolio Management_2

总复习2-4.Asset Allocation and Related Decisions in Portfolio Management_3

总复习2-5.Private Wealth Management_1

总复习2-6.Private Wealth Management_2

总复习2-7.Private Wealth Management_3

总复习2-8.Private Wealth Management_4

总复习2-9.Private Wealth Management_5

总复习2-10.Trading, Performance Evaluation, and Manager Selection_1

总复习2-11.Trading, Performance Evaluation, and Manager Selection_2

总复习2-12.Trading, Performance Evaluation, and Manager Selection_3

总复习2-13.Alternative Investment

1.百题 Behavioral Finance

2.百题 Asset Allocation

3.百题 Alternatives

4.百题 Private Wealth Management

【2021.05考季】CFA3级模考押题

押题-Q1 Behavioral Finance

押题-Q2 CME

押题-Q3 Asset Allocation

押题-Q4 Derivatives

押题-Q5Q6 Fixed Income

押题-Q7 Equity

押题-Q8 Alternative Investments

押题-Q9 PWM

押题-Q10 PWM

押题-Q11 PM

押题-ITEM SET 1-Ethics

押题-ITEM SET 2-Ethics

押题-ITEM SET 7-PWM

押题-ITEM SET 8-PM

押题-ITEM SET 9-Trading

押题-ITEM SET 10-Trading

模考 1.1

模考 1.2

模考 1.3

模考 1.4

模考 2.1

模考 2.2

【2020.12考季】CFA1级基础

数量分析-The time value of money-Interest rates

数量分析-The time value of money-EAR

数量分析-The time value of money-Annuity

数量分析-Statistical Concepts and Market Returns-Measurement scales

数量分析-Statistical Concepts and Market Returns-Measures of central tendency

数量分析-Statistical Concepts and Market Returns-Absolute dispersion

数量分析-Statistical Concepts and Market Returns-Chebyshev's inequality, CV and SR

数量分析-Statistical Concepts and Market Returns-Skewness & kurtosis

数量分析-Probability Concepts-Basic concepts, odds for / against

数量分析-Probability Concepts-Calculation rules for probabilities

数量分析-Probability Concepts-Expected value & variance

数量分析-Probability Concepts-Covariance & correlation

数量分析-Probability Concepts-Scatter plot & limitation of correlation

数量分析-Probability Concepts-Expected Return and Variance of Portfolios

数量分析-Probability Concepts-Bayes' formula

数量分析-Probability Concepts-Factorial & Combination & Permutation

数量分析-Common Probability Distributions-Probability distribution

数量分析-Common Probability Distributions-Normal distribution

数量分析-Common Probability Distributions-Standard normal distribution

数量分析-Common Probability Distributions-Safety First Ratio

数量分析-Common Probability Distributions-Lognormal distributions

数量分析-Common Probability Distributions-Historical & MC simulation

数量分析-Sampling and Estimation-Sampling

数量分析-Sampling and Estimation-Central limit theory

数量分析-Sampling and Estimation-Properties of estimators

数量分析-Sampling and Estimation-Point & confidence interval estimate

数量分析-Sampling and Estimation-Student's T-distribution

数量分析-Sampling and Estimation-Biases

数量分析-Hypothesis Testing-Introduction to the steps of hypothesis testing

数量分析-Hypothesis Testing-One-tailed & two-tailed test

数量分析-Hypothesis Testing-Test statistic

数量分析-Hypothesis Testing-Critical value

数量分析-Hypothesis Testing-P-value

数量分析-Hypothesis Testing-Type I error or Type II error

数量分析-Hypothesis Testing-Test population mean

数量分析-Hypothesis Testing-Test population variance

数量分析-Hypothesis Testing-Test population Correlation

数量分析-Hypothesis Testing-Parametric & nonparametric tests

职业伦理-Explain ethics and professionalism-Explain ethics and professionalism

职业伦理-Ethical vs. legal standards-Ethical vs. legal standards

职业伦理-Code of ethics-Proceedings and the hearing panel

职业伦理-Code of ethics-Code of ethics

职业伦理-Guidance for Standards I-VII-I(A).Knowledge of the law

职业伦理-Guidance for Standards I-VII-I(B).Independence and objectivity

职业伦理-Guidance for Standards I-VII-I(C).Misrepresentation

职业伦理-Guidance for Standards I-VII-I(D).Misconduct

职业伦理-Guidance for Standards I-VII-II(A).Material Nonpublic information

职业伦理-Guidance for Standards I-VII-II(B).Market manipulation

职业伦理-Guidance for Standards I-VII-III(A).Loyalty, prudence and care

职业伦理-Guidance for Standards I-VII-III(B).Fair dealing

职业伦理-Guidance for Standards I-VII-III(C).Suitability

职业伦理-Guidance for Standards I-VII-III(D).Performance presentation

职业伦理-Guidance for Standards I-VII-III(E).Preservation of Confidentiality

职业伦理-Guidance for Standards I-VII-IV(A).Loyalty

职业伦理-Guidance for Standards I-VII-IV(B).Additional compensation arrangements

职业伦理-Guidance for Standards I-VII-IV(C).Responsibility of supervisors

职业伦理-Guidance for Standards I-VII-V(A).Diligence and reasonable basis

职业伦理-Guidance for Standards I-VII-V(B).Communication with clients

职业伦理-Guidance for Standards I-VII-V(C).Record retention

职业伦理-Guidance for Standards I-VII-VI(A).Disclosure of conflicts

职业伦理-Guidance for Standards I-VII-VI(B).Priority of transactions

职业伦理-Guidance for Standards I-VII-VI(C).Referral fees

职业伦理-Guidance for Standards I-VII-VII(A).Conduct as members and candidates

职业伦理-Guidance for Standards I-VII-VII(B).Reference to institute, designation, program

职业伦理-GIPS-Introduction to GIPS

职业伦理-GIPS-Nine major sections of GIPS (0~8)

经济学-Topics in Demand and Supply Analysis-Demand curve and supply curve

经济学-Topics in Demand and Supply Analysis-Price elasticity of demand

经济学-Topics in Demand and Supply Analysis-Cross elasticity

经济学-Topics in Demand and Supply Analysis-Income elasticity

经济学-Topics in Demand and Supply Analysis-Substitution and income effect

经济学-Topics in Demand and Supply Analysis-Profit

经济学-Topics in Demand and Supply Analysis-Product

经济学-Topics in Demand and Supply Analysis-Revenue

经济学-Topics in Demand and Supply Analysis-Cost

经济学-Topics in Demand and Supply Analysis-Profit maximization

经济学-Topics in Demand and Supply Analysis-Breakeven point and shutdown point

经济学-The Firm and Market Structures-Market structure factors and perfect competition

经济学-The Firm and Market Structures-Monopolistic competition

经济学-The Firm and Market Structures-Characteristics of Oligopoly

经济学-The Firm and Market Structures-Characteristics of monopoly

经济学-The Firm and Market Structures-Concentration measures

经济学-Aggregate Output, Prices and Economic Growth-GDP

经济学-Aggregate Output, Prices and Economic Growth-IS curve

经济学-Aggregate Output, Prices and Economic Growth-LM curve

经济学-Aggregate Output, Prices and Economic Growth-Aggregate demand curve

经济学-Aggregate Output, Prices and Economic Growth-Aggregate supply curve

经济学-Aggregate Output, Prices and Economic Growth-Effect of combination of AD and AS

经济学-Aggregate Output, Prices and Economic Growth-Economic growth

经济学-Understanding Business Cycle-Business cycle and four phases

经济学-Understanding Business Cycle-Theories of business cycle

经济学-Understanding Business Cycle-Unemployment

经济学-Understanding Business Cycle-Inflation

经济学-Understanding Business Cycle-Economic indicators

经济学-Monetary and Fiscal Policy-Money creation process

经济学-Monetary and Fiscal Policy-Fisher effect

经济学-Monetary and Fiscal Policy-Objectives of central banks

经济学-Monetary and Fiscal Policy-Monetary policy tools

经济学-Monetary and Fiscal Policy-Limitations of monetary policy

经济学-Monetary and Fiscal Policy-Tools of fiscal policy

经济学-Monetary and Fiscal Policy-Limitations of fiscal policy

经济学-Monetary and Fiscal Policy-The size of a national debt relative to GDP

经济学-Monetary and Fiscal Policy-Interaction of monetary and fiscal policy

经济学-International Trade and Capital Flows-Comparative advantage and absolute advantage

经济学-International Trade and Capital Flows-Trade restriction

经济学-International Trade and Capital Flows-The balance of payment accounts

经济学-International Trade and Capital Flows-International Organization and Trading Blocs

经济学-Currency Exchange Rates-Basic concept and calculation

经济学-Currency Exchange Rates-interest rate parity

经济学-Currency Exchange Rates-Exchange rate regimes

经济学-Currency Exchange Rates-Impact of exchange rates

组合管理-Portfolio Management: An Overview-Portfolio perspective

组合管理-Portfolio Management: An Overview-Portfolio management process

组合管理-Portfolio Management: An Overview-Types of investors and pooled investment products

组合管理-Portfolio Risk and Return: Part I-Risk and return

组合管理-Portfolio Risk and Return: Part I-Modern Portfolio Theory

组合管理-Portfolio Risk and Return: Part II-CAL, CML

组合管理-Portfolio Risk and Return: Part II-Systematic risk and non systematic risk

组合管理-Portfolio Risk and Return: Part II-CAPM and SML

组合管理-Portfolio Risk and Return: Part II-Other return generating model

组合管理-Portfolio Risk and Return: Part II-Performance evaluation indicators

组合管理-Basics of Portfolio Planning and Construction-Components of IPS, risk and return

组合管理-Basics of Portfolio Planning and Construction-Investment constraints, asset allocation, ESG

组合管理-Introduction to Risk Management-Define risk management

组合管理-Introduction to Risk Management-Types of risks, measure and modify risks

组合管理-Technical Analysis-Technical Analysis

组合管理-Fintech in Investment Management-Fintech in Investment Management

固定收益-Fixed Income Securities-Basic features of a fixed-income security

固定收益-Fixed Income Securities-Bond Markets & Legal information

固定收益-Fixed Income Securities-Collateral & Credit enhancements

固定收益-Fixed Income Securities-Covenants & Tax

固定收益-Fixed Income Securities-Principal repayment strcutures

固定收益-Fixed Income Securities-Coupon payment structures

固定收益-Fixed Income Securities-Callable bond and putable bond

固定收益-Fixed Income Securities-Convertible bond

固定收益-Fixed Income Markets-Classifications of global fixed-income markets

固定收益-Fixed Income Markets-Primary and secondary market for bonds

固定收益-Fixed Income Markets-Securities issued by government-related bonds

固定收益-Fixed Income Markets-Types of debt issued by corporations

固定收益-Fixed Income Markets-Short-term funding alternatives

固定收益-Fixed Income Markets-Structured financial instruments

固定收益-Fixed Income Valuation-Bond valuation using YTM

固定收益-Fixed Income Valuation-Relationships between price and time

固定收益-Fixed Income Valuation-Valuation with spot rates

固定收益-Fixed Income Valuation-Flat price, accrued interest, and the full price

固定收益-Fixed Income Valuation-Matrix pricing

固定收益-Fixed Income Valuation-Yield measures

固定收益-Fixed Income Valuation-Yield measures for floating-rate notes

固定收益-Fixed Income Valuation-Yield curve

固定收益-Fixed Income Valuation-Forward rates vs. Spot Rates

固定收益-Fixed Income Valuation-Yield spread

固定收益-Asset backed securities-Securitization

固定收益-Asset backed securities-Residential mortgage loans

固定收益-Asset backed securities-Prepayment risk

固定收益-Asset backed securities-Prepayment rate

固定收益-Asset backed securities-Different types of CMOs

固定收益-Asset backed securities-Non-agency RMBS

固定收益-Asset backed securities-CMBS

固定收益-Asset backed securities-Non mortgage asset-backed securities

固定收益-Asset backed securities-Collateralized debt obligations

固定收益-Fixed Income Risk and Return-Sources of return

固定收益-Fixed Income Risk and Return-Interest rate risk

固定收益-Fixed Income Risk and Return-Different types of Duration

固定收益-Fixed Income Risk and Return-Effects of bond characteristics on duration

固定收益-Fixed Income Risk and Return-Portfolio duration

固定收益-Fixed Income Risk and Return-Convexity

固定收益-Fixed Income Risk and Return-Yield volatility,Credit and liquidity Spread

固定收益-Fundamentals of Credit Analysis-credit risk

固定收益-Fundamentals of Credit Analysis-seniority rankings

固定收益-Fundamentals of Credit Analysis-The four Cs of credit analysis

固定收益-Fundamentals of Credit Analysis-Yield spread

固定收益-Fundamentals of Credit Analysis-Credit analysis of different bonds

财务报表-Introduction to Financial Statement Analysis-The role of financial reporting and financial

财务报表-Introduction to Financial Statement Analysis-Financial Statement elements

财务报表-Introduction to Financial Statement Analysis-Measurement of financial elements

财务报表-Introduction to Financial Statement Analysis-The resources used for financial statement analysis

财务报表-Introduction to Financial Statement Analysis-Auditing and financial statement analysis

财务报表-Introduction to Financial Statement Analysis-Basic concepts-Accounting Equation&Accrual

财务报表-Financial Reporting Standards-Standard-setting bodies & Regulatory authorities

财务报表-Financial Reporting Standards-IASB & FASB-Conceptual Framework & General

财务报表-Understanding Income Statements-Income Statement Format and Components

财务报表-Understanding Income Statements-Accrual Accounting & Revenue Recognition

财务报表-Understanding Income Statements-Basic EPS

财务报表-Understanding Income Statements-Diluted EPS

财务报表-Understanding Income Statements-Common-size income statement

财务报表-Understanding Balance Sheets-B/S format and components  B/S format and components

财务报表-Understanding Balance Sheets-Financial Instruments

财务报表-Understanding Cash Flow Statements-Classification of Cash Flow

财务报表-Understanding Cash Flow Statements-CFO Calculation-Indirect Method

财务报表-Understanding Cash Flow Statements-CFO Calculation-Direct Method

财务报表-Understanding Cash Flow Statements-CFI Calculation

财务报表-Understanding Cash Flow Statements-CFF Calculation

财务报表-Understanding Cash Flow Statements-Free Cash Flow

财务报表-Financial Analysis Techniques-Common-Size Analysis and Cash flow

财务报表-Financial Analysis Techniques-Profitability, Activity, Liquidity, Solvency

财务报表-Financial Analysis Techniques-Dupont Analysis & Equity and Credit Analysis

财务报表-Inventories-Distinguish between product costs and period costs

财务报表-Inventories-Different Inventory Valuation Methods

财务报表-Inventories-Perpetual and Periodic inventory systems

财务报表-Inventories-LIFO Reserve and LIFO Liquidation

财务报表-Inventories-Inventory valuation (U.S. GAAP vs IFRS)

财务报表-Long-Lived Assets-Capitalizing or Expensing

财务报表-Long-Lived Assets-Intangible Assets

财务报表-Long-Lived Assets-Depreciation methods & Amortization methods

财务报表-Long-Lived Assets-Impairment of long-lived assets

财务报表-Long-Lived Assets-Revaluation and Derecognition of Assets

财务报表-Long-Lived Assets-Investment Property

财务报表-Income Taxes-Accounting Profit and Taxable Income & Key

财务报表-Income Taxes-Temporary and Permanent Differences

财务报表-Income Taxes-DTA & DTL

财务报表-Income Taxes-Tax Rate Changes & Effective Tax Rate

财务报表-Income Taxes-Reversal of Temporary Difference

财务报表-Non-Current (Long-Term) Liabilities-Bond Introduction & bond issued

财务报表-Non-Current (Long-Term) Liabilities-Issuance Costs & Fair Value Reporting Option

财务报表-Non-Current (Long-Term) Liabilities-Derecognition of Debt & Debt Covenant

财务报表-Non-Current (Long-Term) Liabilities-Classification of Leases under U.S. GAAP & IFRS

财务报表-Non-Current (Long-Term) Liabilities-Lease Accounting for Lessee

财务报表-Non-Current (Long-Term) Liabilities-Lease Accounting for Lessor

财务报表-Non-Current (Long-Term) Liabilities-Framework for Pension plans

财务报表-Financial Reporting Quality-Financial Reporting Quality

财务报表-Financial Statement Analysis-Applications-Financial Reporting Quality and Financial

企业理财-Capital Budgeting-The Basic of Capital Budgeting

企业理财-Capital Budgeting-Project Evaluation Methods and NPV profile

企业理财-Cost of Capital-WACC

企业理财-Cost of Capital-Cost of the Debt & Preferred Stock

企业理财-Cost of Capital-Cost of common equity

企业理财-Cost of Capital-Optimal Capital Budget

企业理财-Measures of leverage-Leverage and Risk

企业理财-Measures of leverage-Breakeven Analysis

企业理财-Working Capital Management-Liquidity Measures and Management

企业理财-Working Capital Management-Short-term Funding

企业理财-Corparate Governance and ESG-Stakeholder Theory in Corporate Governance

企业理财-Corparate Governance and ESG-Principal-agent and Relationships in Corporate

企业理财-Corparate Governance and ESG-Functions and Responsibilities of Board

企业理财-Corparate Governance and ESG-Factors that Affect Stakeholder

企业理财-Corparate Governance and ESG-ESG Considerations for Investors

权益-Market Organization and Structure-The Main Functions of The Financial

权益-Market Organization and Structure-Types of Financial Intermediaries and Services

权益-Market Organization and Structure-Classification of Assets

权益-Market Organization and Structure-Classification of Markets

权益-Market Organization and Structure-Positions Taken in an Asset

权益-Market Organization and Structure-Execution, Validity, and Clearing Instructions

权益-Security Market Indexes-Security Market Indexes

权益-Security Market Indexes-Price Weighting and Equal Weighting

权益-Security Market Indexes-Market Capitalization

权益-Security Market Indexes-Other equity index &Fixed-income index

权益-Market Efficiency-Introduction of market efficiency

权益-Market Efficiency-Contrast weak form,semi-strong form

权益-Market Efficiency-Market pricing anomalies

权益-Market Efficiency-Behavioral finance definition and classification

权益-Overview of equity securities-Types and characteristics of equity securities

权益-Overview of equity securities-Investment in non-domestic equity securities

权益-Overview of equity securities-Risk and return characteristics of equity securities

权益-Introduction to industry and company analysis-Current industry classification systems

权益-Introduction to industry and company analysis-Industry life cycle models

权益-Introduction to industry and company analysis-Strategic analysis of an industry

权益-Introduction to industry and company analysis-External Influences&Company analysis

权益-Equity valuation-Concepts and basic tools-Equity valuation models

权益-Equity valuation-Concepts and basic tools-DCF models

权益-Equity valuation-Concepts and basic tools-Price multiples

权益-Equity valuation-Concepts and basic tools-Enterprise value multiples

权益-Equity valuation-Concepts and basic tools-Asset-based valuation models

其他-Introduction to Alternative Investments-Basic characteristics of alternative

其他-Introduction to Alternative Investments-Hedge funds Strategies

其他-Introduction to Alternative Investments-Hedge fund fees, valuation and due diligence

其他-Introduction to Alternative Investments-Private Equity

其他-Introduction to Alternative Investments-Real Estate

其他-Introduction to Alternative Investments-Commodities

其他-Introduction to Alternative Investments-Infrastructure&Other Alternative Investments

衍生-Derivative Markets and Instruments-Derivative Instruments

衍生-Derivative Markets and Instruments-Derivative Markets

衍生-Derivative Markets and Instruments-Forward

衍生-Derivative Markets and Instruments-Futures

衍生-Derivative Markets and Instruments-Swap

衍生-Derivative Markets and Instruments-Basic concepts of Options

衍生-Basics of Derivative pricing and valuation-Arbitrage, replication,and risk neutrality

衍生-Basics of Derivative pricing and valuation-Principle of forward pricing & valuation

衍生-Basics of Derivative pricing and valuation-Pricing & valuation of different forward contracts

衍生-Basics of Derivative pricing and valuation-Pricing and valuation of futures & swaps

衍生-Basics of Derivative pricing and valuation-Option payoff and profit

衍生-Basics of Derivative pricing and valuation-Factors affect the value of an options

衍生-Basics of Derivative pricing and valuation-Put call parity

衍生-Basics of Derivative pricing and valuation-Option pricing One-period binomial model

【2020.12考季】CFA1级强化百题

职业伦理-科目强化串讲-强化串讲1

职业伦理-科目强化串讲-强化串讲2

职业伦理-科目强化串讲-强化串讲3

职业伦理-科目强化串讲-强化串讲4

职业伦理-百题巅峰预测-百题1

职业伦理-百题巅峰预测-百题2

职业伦理-百题巅峰预测-百题3

职业伦理-百题巅峰预测-百题4

数量-科目强化串讲-强化串讲1

数量-科目强化串讲-强化串讲2

数量-科目强化串讲-强化串讲3

数量-科目强化串讲-强化串讲4

数量-百题巅峰预测-百题1

数量-百题巅峰预测-百题2

数量-百题巅峰预测-百题3

组合-科目强化串讲-强化串讲1

组合-科目强化串讲-强化串讲2

组合-百题巅峰预测-百题1

组合-百题巅峰预测-百题2

财务报表分析-科目强化串讲-强化串讲1

财务报表分析-科目强化串讲-强化串讲2

财务报表分析-科目强化串讲-强化串讲3

财务报表分析-科目强化串讲-强化串讲4

财务报表分析-百题巅峰预测-百题1

财务报表分析-百题巅峰预测-百题2

财务报表分析-百题巅峰预测-百题3

财务报表分析-百题巅峰预测-百题4

企业理财-科目强化串讲-强化串讲1

企业理财-科目强化串讲-强化串讲2

企业理财-百题巅峰预测-百题1

企业理财-百题巅峰预测-百题2

企业理财-百题巅峰预测-百题3

经济学-科目强化串讲-强化串讲1

经济学-科目强化串讲-强化串讲2

经济学-科目强化串讲-强化串讲3

经济学-科目强化串讲-强化串讲4

经济学-科目强化串讲-强化串讲5

经济学-百题巅峰预测-百题1

经济学-百题巅峰预测-百题2

经济学-百题巅峰预测-百题3

经济学-百题巅峰预测-百题4

权益-科目强化串讲-强化串讲1

权益-科目强化串讲-强化串讲2

权益-科目强化串讲-强化串讲3

权益-百题巅峰预测-百题1

权益-百题巅峰预测-百题2

权益-百题巅峰预测-百题3

权益-百题巅峰预测-百题4

衍生-科目强化串讲-强化串讲1

衍生-科目强化串讲-强化串讲2

衍生-百题巅峰预测-百题1

衍生-百题巅峰预测-百题2

固定收益-科目强化串讲-强化串讲1

固定收益-科目强化串讲-强化串讲2

固定收益-科目强化串讲-强化串讲3

固定收益-科目强化串讲-强化串讲4

固定收益-百题巅峰预测-百题1

固定收益-百题巅峰预测-百题2

固定收益-百题巅峰预测-百题3

固定收益-百题巅峰预测-百题4

另类-科目强化串讲-强化串讲1

另类-科目强化串讲-强化串讲2

另类-百题巅峰预测-百题1

另类-百题巅峰预测-百题2

【2020.12考季】CFA1级模考题

模考测试-模考1.1

模考测试-模考1.2

模考测试-模考2.1

模考测试-模考2.2

模考测试-模考3.1

模考测试-模考3.2

【2020.12考季】CFA1级押题

考前押题-押题讲解-道德

考前押题-押题讲解-数量

考前押题-押题讲解-经济学

考前押题-押题讲解-固定收益

考前押题-押题讲解-衍生

考前押题-押题讲解-组合

考前押题-押题讲解-权益

考前押题-押题讲解-财报分析

考前押题-押题讲解-企业理财

考前押题-押题讲解-其他类

【2020考季】CFA1级基础

2020考季-CFA一级考纲直播

权益类投资分析-The Main Functions of The Financial System 

权益类投资分析-Types of Financial Intermediaries and Services 

权益类投资分析-Market regulation&Classification of assets 

权益类投资分析-Primary and Secondary Markets 

权益类投资分析-Quote-driven, Order-driven, and Brokered Markets 

权益类投资分析-Positions Taken in an Asset 

权益类投资分析-Execution, Validity, and Clearing Instructions 

权益类投资分析-Security Market Indices 

权益类投资分析-Price Weighting and Equal Weighting 

权益类投资分析-Market Capitalization Weighting and Fundamental Weighting 

权益类投资分析-Other equity index &Fixed-income index& Alternative investments 

权益类投资分析-Introduction of market efficiency 

权益类投资分析-Contrast weak form,semi-strong form, strong form market efficiency

权益类投资分析-Market pricing anomalies 

权益类投资分析-Behavioral finance definition and classification 

权益类投资分析-Types and characteristics of equity securities 

权益类投资分析-Investment in non-domestic equity securities 

权益类投资分析-Risk and return characteristics of equity securities 

权益类投资分析-Macroeconomic analysis 

权益类投资分析-Industry life cycle models 

权益类投资分析-Current industry classification systems

权益类投资分析-Pricing power and price competition

权益类投资分析-Strategic analysis of an industry 

权益类投资分析-Company analysis 

权益类投资分析-Equity valuation models 

权益类投资分析-DCF models

权益类投资分析-Price multiples 

权益类投资分析-Enterprise value multiples 

权益类投资分析-Asset-based valuation models 

固定收益-Basic features of a fixed-income security 

固定收益-框架介绍 

固定收益-Bond Markets &Legal information 

固定收益-Collateral &Credit enhancements 

固定收益-Covenants &Tax 

固定收益-Principal repayment structures 

固定收益-Coupon payment structures 

固定收益-Callable bond and putable bond 

固定收益-Convertible bond 

固定收益-Classifications of global fixed-income markets 

固定收益-Primary and secondary market for bonds 

固定收益-Securities issued by sovereign governments 

固定收益-Non-sovereign government, agency and supranational bonds 

固定收益-Types of debt issued by corporations 

固定收益-Short-term funding alternatives 

固定收益-Structured financial instruments 

固定收益-Bond valuation using YTM 

固定收益-Relationships between price and time 

固定收益-Valuation with spot rates 

固定收益-Flat price, accrued interest, and the full price 

固定收益-Matrix Pricing 

固定收益-Yield measures 

固定收益-Yield measures for floating-rate notes 

固定收益-Yield Curve 

固定收益-Forward Rates vs. Spot Rates 

固定收益-Yield Spread 

固定收益-Securitization 

固定收益-Residential mortgage loans 

固定收益-Prepayment risk 

固定收益-Prepayment rate 

固定收益-Different types of CMOs 

固定收益-Non-agency RMBS

固定收益-CMBS 

固定收益-Non-mortgage asset-backed securities 

固定收益-Collateralized debt obligations 

固定收益-Sources of return 

固定收益-Interest rate risk 

固定收益-Different types of Duration 

固定收益-Effects of bond characteristics on duration 

固定收益-Portfolio duration

固定收益-Convexity 

固定收益-Yield volatility, Credit and liquidity Spread 

固定收益-Credit risk 

固定收益-Seniority rankings

固定收益-The four Cs of credit analysis 

固定收益-Yield spread 

固定收益-Credit analysis of different bonds 

其他类投资分析-框架介绍 

其他类投资分析-Basic characteristics of alternative

其他类投资分析-Hedge funds Strategies 

其他类投资分析-Hedge fund fees, valuation and due diligence 

其他类投资分析-Private Equity 

其他类投资分析-Real Estate

其他类投资分析-Commodities

其他类投资分析-Infrastructure 

其他类投资分析-Other Alternative Investments 

经济学-Demand Curve and Supply Curve 

经济学-Price Elasticity of Demand 

经济学-Cross Elasticity 

经济学-Income Elasticity of Demand 

经济学-Substitution and Income Effects 

经济学-Profit 

经济学-Product

经济学-Revenue 

经济学-Cost 

经济学-Profit Maximization 

经济学-Breakeven Point and Shutdown Point 

经济学-Market Structure Factors & Perfect Competition

经济学-Monopolistic Competition 

经济学-Characteristics of Oligopoly and Kinked Demand Curve Model 

经济学-Cournot Model 

经济学-Nash Equilibrium Modeland Dominant Firm Model 

经济学-Characteristics of Monopoly 

经济学-Concentration Measures 

经济学-GDP definition

经济学-IS Curve 

经济学-LM Curve 

经济学-Aggregate Demand Curve 

经济学-Aggregate Supply Curve 

经济学-Effect of Combination of AD and AS 

经济学-Economic Growth

经济学-Business Cycle and Four Phases 

经济学-Theories of Business Cycle 

经济学-Unemployment 

经济学-Inflation 

经济学-Economic Indicators 

经济学-Money Creation Process 

经济学-Fisher Effect 

经济学-Objectives of Central Banks

经济学-Monetary policy tools 

经济学-Limitations of Monetary Policy 

经济学-Tools of Fiscal Policy 

经济学-Limitations of Fiscal Policy 

经济学-Fiscal Multiplier

经济学-The Size of National Debt Relative to GDP 

经济学-Interaction of Monetary and Fiscal Policy 

经济学-Comparative Advantage and Absolute Advantage 

经济学-Trade restrictions 

经济学-The Balance of Payments Accounts 

经济学-International Organization and Trading Blocs 

经济学-Basic Concept and Calculation 

经济学-Interest rate parity 

经济学-Exchange rate regimes

经济学-Impact of Exchange Rates 

职业伦理-Explain ethics and professionalism 

职业伦理-Reasons for adopting ethics 

职业伦理-Framework for ethical decision making 

职业伦理-Proceedings and the hearing panel 

职业伦理-Code of Ethics 

职业伦理-I(A).Knowledge of the law 

职业伦理-I(B).Independence and objectivity 

职业伦理-I(C).Misrepresentation 

职业伦理-I(D).Misconduct 

职业伦理-II(A).Material Nonpublic information 

职业伦理-II(B).Market manipulation 

职业伦理-III(A).Loyalty, prudence and care 

职业伦理-III(B).Fair dealing

职业伦理-III(C).Suitability 

职业伦理-III(D).Performance presentation 

职业伦理-III(E).Preservation of Confidentiality 

职业伦理-IV(A).Loyalty 

职业伦理-IV(B).Additional compensation arrangemen 

职业伦理-IV(C).Responsibility of supervisors 

职业伦理-V(A).Diligence and reasonable basis 

职业伦理-V(B).Communication with clients 

职业伦理-V(C).Record retention 

职业伦理-VI(A).Disclosure of conflicts 

职业伦理-VI(B).Priority of transactions 

职业伦理-VI(C).Referral fees

职业伦理-VII(A).Conduct as members and candidates 

职业伦理-VII(B).Reference to institute, designation, program

职业伦理-Introduction to GIPS 

职业伦理-Nine major sections of GIPS (0~8) 

数量分析-框架介绍【考纲变动】

数量分析-Interest rates【考纲变动】

数量分析-02 EAR

数量分析-Annuity 

数量分析-Measurement scales 

数量分析-Measures of central tendency 

数量分析-Absolute dispersion 

数量分析-Chebyshev's inequality, CV and SR 

数量分析-Skewness & kurtosis 

数量分析-Basic concepts, odds for against 

数量分析-Calculation rules for probabilities 

数量分析-Expected value & variance 

数量分析-Covariance & correlation 

数量分析-scatter plot【考纲变动】

数量分析-Bayes' formula 

数量分析-Factorial & C P 

数量分析-Probability distribution 

数量分析-Normal distribution 

数量分析-Standard normal distribution 

数量分析-SFR 

数量分析-Lognirmal distribution 

数量分析-Historical & MC simulation 

数量分析-Sampling 

数量分析-Central limit theory 

数量分析-Properties of estimators 

数量分析-Point & confidence interval estimate 

数量分析-Student's T-distribution 

数量分析-Biases 

数量分析-Introduction to the steps of hypothesis testing 

数量分析-One-tail & two-tail test 

数量分析-Test statistic 

数量分析-Critical value 

数量分析-P-value 

数量分析-TypeⅠerror or type Ⅱ error 

数量分析-Test population mean 

数量分析-Test population variance 

数量分析-Test popluation correlation【考纲变动】

数量分析-Parametric & nonparametric tests 

组合管理-框架j介绍【考纲变动】

组合管理-Portfolio perspective 

组合管理-Types of investors and pooled【考纲变动】

组合管理-Portfolio management process 

组合管理-Risk and return (1)【考纲变动】

组合管理-Risk and return (2)【考纲变动】

组合管理-Modern Portfolio Theory 

组合管理-CAL & CML

组合管理-Systematic & Non-systematic Risk【考纲变动】

组合管理-CAPM & SML 

组合管理-Performance evaluatyion indicators【考纲变动】

组合管理-Components of IPS, Risk and Return (1)【考纲变动】

组合管理-Components of IPS, Risk and Return (2)【考纲变动】

组合管理-Investment Constrains 

组合管理-ESG 新增【考纲变动】

组合管理-Define Risk Management 

组合管理-Measure and modify risk 

组合管理-Fintech 

组合管理-06 TWRR & MWRR

组合管理-Applications of technical analysis

组合管理-Types of charts,trend

组合管理-Common chart patterns

组合管理-Technical analysis indicators

组合管理-Technical analysis theory

企业理财-框架介绍【考纲变动】

企业理财-Corporate governance and ESG-Stakeholder theory in Corporate Governance

企业理财-Corporate governance and ESG-Stakeholder theory in Corporate Governance(2)

企业理财-Corporate governance and ESG-Principal-agent and Relationships in Corporate Governance

企业理财-Corporate governance and ESG-Functions and responsibilities of board of directors and committees

企业理财-Corporate governance and ESG-Factors that affect stakeholder

企业理财-Corporate governance and ESG-Potential risks and benefits of corporate governance

企业理财-Corporate governance and ESG-Analyst Considerations

企业理财-Corporate governance and ESG-Corporate governance and ESG

企业理财-Capital budgeting-The basic of capital budgeting

企业理财-Capital budgeting-NPV & IRR

企业理财-Capital budgeting-NPV & IRR(2)

企业理财-Cost of capital-WACC

企业理财-Cost of capital-Cost of the Debt & Preferred Stock

企业理财-Cost of capital-CAPM, DDM & Bond-yield-plus risk-premium approach

企业理财-Cost of capital-Pure-play Method & Country Risk Premium

企业理财-Cost of capital-Optimal capital budget, marginal cost of

企业理财-Measures of leverage-Leverage and risk

企业理财-Measures of leverage-Breakeven analysis

企业理财-Working capital Management-Liquidity measures and management

企业理财-Working capital Management-Short-term funding

财务报表-The role of FR and FS analysis (1)【考纲变动】

财务报表-The role of FR and FS analysis (2)

财务报表-Measurement of financial element 

财务报表-The resources used for financial statement analysis 

财务报表-Auditing and financial statement analysis【考纲变动】

财务报表-Financial Statement elements 

财务报表-Basic concepts Accounting Equation & Accrual Accounting 

财务报表-Standard-setting bodies & Regulatory authorities 

财务报表-IASB & FASB Conceptual Framework & General Requirement & Convergence 

财务报表-Income Statement Format and Components 

财务报表-Accrual accounting & Revenue recognition【考纲变动】

财务报表-Basic EPS 

财务报表-Diluted EPS 

财务报表-BS format and component 

财务报表-Financial Instruments【考纲变动】

财务报表-Classification of cash flow 

财务报表-CFO calculation-Direct Method 

财务报表-CFO calculation-Indirect Method【考纲变动】

财务报表-CFI Calculation 

财务报表-CFF Calculation 

财务报表-Free Cash Flow 

财务报表-Profitability, Activity, Liquidity, Solvency and Valuation ratios【考纲变动】

财务报表-Common-Size Analysis and Cash flow Statement Analysis and Ratio

财务报表-Dupont Analysis & Equity and Credit Analysis

财务报表-Distinguish between product costs and period costs 

财务报表-Different Inventory Valuation Methods 

财务报表-Perpetual and Periodic inventory systems 

财务报表-LIFO Reserve and LIFO Liquidation & Converting from LIFO to FIFO 

财务报表-Inventory valuation (U.S. GAAP vs IFRS) 

财务报表-Inventory management & Inventory changes 

财务报表-Capitalizing or Expensing 

财务报表-Intangible assets 

财务报表-Depreciation methods & Amortization methods 

财务报表-Revaluation and derecognition of assets 

财务报表-Impairment of long-lived assets 

财务报表-Investment property 

财务报表-Accounting Profit and Taxable Income & Key Terminology 

财务报表-Temporary and Permanent Differences 

财务报表-DTA & DTL 

财务报表-Tax rate changes & effective tax rate 

财务报表-Reversal of Temporary Difference 

财务报表-Bond Introduction & bond issued at par,premium and discount 

财务报表-Issuance Costs & Fair Value Reporting Option

财务报表-Derecognition of Debt & Debt Covenant 

财务报表-Classification of Leases under U.S. GAAP & IFRS【考纲变动】

财务报表-Lease Accounting for Lessee【考纲变动】

财务报表-Lease Accounting for Lessor【考纲变动】

财务报表-Framework for Pension plans 

财务报表-Financial Reporting Quality 

财务报表-Financial Reporting Quality and Financial Statement Analysis 

衍生证券分析-Derivative Instruments (1)【考纲变动】

衍生证券分析-Derivative Instruments (2)【考纲变动】

衍生证券分析-Derivative Markets 

衍生证券分析-Forward 

衍生证券分析-Futures 

衍生证券分析-Swap 

衍生证券分析-Basic concepts of Options【考纲变动】

衍生证券分析-Option payoff and profit【考纲变动】

衍生证券分析-Arbitrage, replication, and risk neutrality新增【考纲变动】

衍生证券分析-Principle of forward pricing & valuation 

衍生证券分析-Pricing & valuation of different forward contracts 

衍生证券分析-Pricing and valuation of futures & swaps 

衍生证券分析-Factors affect the value of options 

衍生证券分析-Put-call parity 

衍生证券分析-Option pricing One-period binomial model 

【2020考季】CFA1级强化

CFA一级核心100知识点-道德 (1)

CFA一级核心100知识点-道德 (2)

CFA一级核心100知识点-固收 (1)

CFA一级核心100知识点-固收 (2)

CFA一级核心100知识点-经济学 (1)

CFA一级核心100知识点-经济学 (2)

CFA一级核心100知识点-数量 (1)

CFA一级核心100知识点-数量 (2)

CFA一级核心100知识点-组合预览

CFA一级必备知识点-另类 (1)

CFA一级必备知识点-另类 (2)

CFA一级必备知识点-权益 (1)

CFA一级必备知识点-权益 (2)

CFA一级必备知识点-权益 (3)

CFA一级必备知识点-权益 (4)

CFA一级必备知识点-权益 (5)

CFA一级必备知识点-权益 (6)

CFA一级必备知识点-衍生 (1)

CFA一级必备知识点-衍生 (2)

CFA一级必备知识点-衍生 (3)

CFA一级必备知识点-财务 (1)

CFA一级必备知识点-财务 (2)

CFA一级必备知识点-企业理财 (1)

CFA一级必备知识点-企业理财 (2)

职业伦理-Ethics & trust-I(B)

职业伦理-I(C)-III(B)

职业伦理-III(C)-V(B)

职业伦理-V(C)-GIPS

数量分析-框架, R6-R7 Mean

数量分析-R7 Absolute dispersion-R8 Correlation

数量分析-R8 Portfolio variance-R9

数量分析-R10-R11

组合管理-R51-R52 Risk and return

组合管理-R52 Efficient frontier-R53 CAPM

组合管理-R53 Performance measure-R57

经济学-01

经济学-02

经济学-03

经济学-04

经济学-05

财报理财-R19-R22

财报理财-R23-R25

财报理财-R25-R27

财报理财-R28

财报理财-企业理财

固定收益-R42

固定收益-R42-R44

固定收益-R44-R45

固定收益-R45-R47

另类-R50 Alternative Investments

权益-R36 Market Organization and Structure

权益-R37-R39 Index&Market Efficiency

权益-R39-R41 DR&Industry&Valuation

衍生-01

衍生-02

【2020考季】CFA1级经典

道德伦理-Reading 1 Ethics and Trust in the Investment Profession 

道德伦理-Reading 2 Code of Ethics and Standards of Professional Conduct 

道德伦理-Reading 3 Guidance for Standards I–VII

道德伦理-Reading 4 Introduction to the Global Investment Performance Standards (GIPS) 

道德伦理-Reading 5 Global Investment Performance Standards (GIPS)

经济学-Reading 12

经济学-Reading 13

经济学Reading 14

经济学-Reading 15

经济学-Reading 16

经济学-Reading 17

经济学-Reading 18

经济学-Reading 19

经济学-Reading 20

经济学-Reading 21

经济学-Reading 22

经济学-Reading 23

经济学-Reading 24

经济学-Reading 25

经济学-Reading 26

经济学-Reading 27

经济学-Reading 28

经济学-Reading 29

经济学-Reading 30

企业理财-Reading 31 Introduction to CG and Other ESG Considerations

企业理财-Reading 32 Capital Budgeting

企业理财-Reading 33 Cost of Capital-1

企业理财-Reading 33 Cost of Capital-2

企业理财-Reading 33 Cost of Capital-3

企业理财-Reading 34 Measures of Leverage

企业理财-Reading 35 Working Capital Management

固收-Reading 42

固收-Reading 43

固收-Reading 44

固收-Reading 45

固收-Reading 46

固收-Reading 47(1)

固收-Reading 47(2)

固收-Reading 50

权益-Reading 36 Market Organization and Structure

权益-Reading 37 Security Market Indexes

权益-Reading 38 Market Efficiency

权益-Reading 39 Overview of Equity Securities

权益-Reading 40 Introduction to Industry and Company Analysis

权益-Reading 41 Equity Valuation Concepts and Basic Tools

数量-Reading 6

数量-Reading 7

数量-Reading 8

数量-Reading 9

数量-Reading 10

数量-Reading 11

衍生-Reading 48

衍生-Reading 49

组合-Reading 51

组合-Reading 52

组合-Reading 53

组合-Reading 54

组合-Reading 55

组合-Reading 56

组合-Reading 57

其他-Reading 50

财务-Reading 19

财务-Reading 20

财务-Reading 21

财务-Reading 22

财务-Reading 23

财务-Reading 24

财务-Reading 25

财务-Reading 26

财务-Reading 27

财务-Reading 28

财务-Reading 29

财务-Reading 30

【2020考季】CFA1级百题

职业伦理 Q1-Q19

职业伦理 Q20-Q38

职业伦理 Q39-Q67

职业伦理 Q68-Q89

数量 Q1-Q40

数量 Q41-Q84

数量 Q85-Q125

组合 Q1-Q51

组合 Q52-Q95

经济学 Q1-Q21

经济学 Q22-Q47

经济学 Q48-Q73

经济学 Q74-Q106

财报-理财-1

财报-理财-2

财报-理财-3

财报-理财-4

财报-理财-5

财报-理财-6

财报-理财-7

固定收益 Q1-Q28

固定收益 Q29-Q61

固定收益 Q62-Q90

固定收益 Q91-Q129

另类 Q1-Q45

权益 Q1-Q50

权益 Q51-Q86

权益 Q87-Q100

衍生 Q1-Q23

衍生 Q24-Q50

【2020考季】CFA2级基础

2020考季-CFA二三级考纲分析直播

职业伦理-陈佳怡-1.R1 Code

职业伦理-陈佳怡-2.I(A)-I(B)

职业伦理-陈佳怡-3.I(C)-I(D)

职业伦理-陈佳怡-4.II(A)-II(B

职业伦理-陈佳怡-5.III(A)-III(B)

职业伦理-陈佳怡-6.III(C)-III(E)

职业伦理-陈佳怡-7.IV(A)-IV(C)

职业伦理-陈佳怡-8.V(A)-V(C)

职业伦理-陈佳怡-9.VI(A)-VII(B)

财报-洪波-1.Introduction

财报-洪波-2.Financial assets (basics)

财报-洪波-3.Financial assets (reclassification and impairment)

财报-洪波-4.Equity method

财报-洪波-5.Acquisition method (basics)

财报-洪波-6.acquisition method (goodwill)

财报-洪波-7.SPE&VIE

财报-洪波-8.Introduction of pension plan

财报-洪波-9.Balance sheet presentation

财报-洪波-10.Funded status of a pension plan

财报-洪波-11.Assumptions of defined benefit obligation

财报-洪波-12.Periodic pension cost

财报-洪波-13.Effect of changing pension assumption

财报-洪波-14.Analyst view(1)

财报-洪波-15.Analyst view(2)

财报-洪波-16.Foreign currency transactions

财报-洪波-17.Translation of foreign currency FS(1)

财报-洪波-18.Translation of foreign currency FS(2)

财报-洪波-19.Translation of foreign currency FS(3)

财报-洪波-20.Financial institutions introduction and CAMELS approach

财报-洪波-21.Analyzing an insurance company

财报-洪波-22.Evaluating the quality of financial reports

财报-洪波-23.Integration of FSA techniques

固收-单晨玮-1.Framework Introduction

固收-单晨玮-2.Spot rates

固收-单晨玮-3.Forward rates(1)

固收-单晨玮-4.Forward rates(2)

固收-单晨玮-5.Par curve & YTM

固收-单晨玮-6.Swap rate

固收-单晨玮-7.Yield spread

固收-单晨玮-8.Term struture of interest rates

固收-单晨玮-9.Modern term structure models

固收-单晨玮-10.Yield curve factor models & managing yield curve risks

固收-单晨玮-11.Reading 34 summary

固收-单晨玮-12.The arbitrage-free valuation framework

固收-单晨玮-13.Reading 35 summary

固收-单晨玮-14.Overview of embedded option

固收-单晨玮-15.Valuation and analysis of callable and putable bonds(1)

固收-单晨玮-16.Valuation and analysis of callable and putable bonds(2)

固收-单晨玮-17.Valuation and analysis of callable and putable bonds(3)

固收-单晨玮-18.Capped and floored floating-rate bonds & convertible bonds

固收-单晨玮-19.Reading 36 summary

固收-单晨玮-20.Credit Default swaps

固收-单晨玮-21.Applications of CDS

固收-单晨玮-22.Moldeling credit risk

固收-单晨玮-23.Analysis of zero coupon & coupon paying corporate bond

固收-单晨玮-24.Arbitrage free valuation

固收-单晨玮-25.Credit transition matrix & credit analysis models

固收-单晨玮-26.Credit spreads & credit analysis for securitized debt & Reading 37 summary

经济学-单晨玮-1.Currency exchange rate and Bid-Ask Spread

经济学-单晨玮-2.Triangular arbitrage

经济学-单晨玮-3.Mark-to-market value

经济学-单晨玮-4.Covered interest rate parity

经济学-单晨玮-5.Uncovered Interest Rate Parity and Forward Rate Parity

经济学-单晨玮-6.International Fisher Relation and Relative PPP

经济学-单晨玮-7.International Parity Relationships and Long Run Fair Value of an Exchange Rate

经济学-单晨玮-8.FX Carry Trade

经济学-单晨玮-9.Balance-of-payments accounts

经济学-单晨玮-10.Mundell-fleming model

经济学-单晨玮-11.Monetary approach, Portfolio Balance, Exchange Rate Management, Currency Crisis

经济学-单晨玮-12.Summary of Currency Exchange Rates

经济学-单晨玮-13.Potential GDP

经济学-单晨玮-14.Cobb-Douglas Production Function

经济学-单晨玮-15.Factors Affecting Economic Growth

经济学-单晨玮-16.Economic Growth Theories

经济学-单晨玮-17.Economics of regulation

企业理财-洪波-1.Introduction of Capital Budgeting

企业理财-洪波-2.Cash Flow Projection

企业理财-洪波-3.Mutually Exclusive Projects and Capital Rationing

企业理财-洪波-4.Risk Analysis and Real Options

企业理财-洪波-5.Economic Income and Economic Profit

企业理财-洪波-6.Capital Structure Objective and MM Proposition

企业理财-洪波-7.Different Costs and Static Trade-off Theory

企业理财-洪波-8.Other Consideration of Capital Structure

企业理财-洪波-9.Cash Dividends, Stock Dividends and Stock Splits

企业理财-洪波-10.Dividend Policy and Company Value Theory

企业理财-洪波-11.Factors Affecting Dividend Policy and Payout Policies

企业理财-洪波-12.Share Repurchase

企业理财-洪波-13.Comparison of Different Dividend Policies

企业理财-洪波-14.Analysis of Dividend Safety

企业理财-洪波-15.Corporate Governance and Other ESG Considerations in Investment Analysis

企业理财-洪波-16.Introduction of Merger and Acquisition Activities

企业理财-洪波-17.Attitude of Target Company and Takeover Defense Mechanisms

企业理财-洪波-18.Antitrust Law and HHI

企业理财-洪波-19.Valuing a Target Company and Evaluating a Merger Bid

企业理财-洪波-20.Corporate Restructuring

数量-林正-1.STARTING

数量-林正-3.R7A correlation 01

数量-林正-3.R7A correlation 02

数量-林正-4.R7B linear regression 01

数量-林正-4.R7B linear regression 02

数量-林正-5.R8 multiple regression 01

数量-林正-5.R8 multiple regression 02

数量-林正-5.R8 multiple regression 03

数量-林正-5.R8 multiple regression 04

数量-林正-7.R9 timeseries 01

数量-林正-7.R9 timeseries 02

数量-林正-7.R9 timeseries 03

数量-林正-R7_machinelearning 新增01

数量-林正-R7_machinelearning 新增02

数量-林正-R7_machinelearning 新增03

数量-林正-R7_machinelearning 新增04

数量-林正-R8_bigdataprojects 新增 01

数量-林正-R8_bigdataprojects 新增 02

数量-林正-R8_bigdataprojects 新增 03

数量-林正-8.R10 simualtion

权益-框架介绍

权益-1.Valuation process

权益-2.Types of valuation models

权益-3.Eequity risk premium (1)

权益-4.Eequity risk premium (2)

权益-5.Required return on equity (1)

权益-6.Required return on equity (2)

权益-7.Forecast income statement

权益-8.Forecast balance shee t& inflation and deflation

权益-9.Gordon growth model

权益-10.Two stage model

权益-11.Growth phase, transitional phase,and maturity phase-

权益-12.Introduction to free cash flows model

权益-13.FCFF approach

权益-14.FCFE approach

权益-15.NCC adjustment for FCFF- issue 1

权益-16.issue 2 & issue 3

权益-17.例题讲解

权益-18.Calculation of FCFF FCFE & single stage model-

权益-19.FCFE Two stage model & three stage model

权益-20.P-E

权益-21.Normalizing EPS & PEG

权益-22.P-B

权益-23.P-S & P-CF

权益-24.EV-EBITDA & D-P

权益-25.Momentum Valuation & harmonic mean P-E

权益-26.Residual income valuation

权益-27.Single-stage residual income model

权益-28.Multistage residual income model(1)

权益-29.Multistage residual income model(2)

权益-30.Residual income model Ad,Disad & summary

权益-31.Public & Private company valuation

权益-32.Reasons for valuation & normalized earning

权益-33.Income Approach

权益-34.Estimating the discount rate & Market Approach & Asset-based Approach

权益-35.DiscountPremium in PE valuation & Summary

组合-林正-analysis of active PM_Sub_01

组合-林正-analysis of active PM_Sub_02

组合-林正-analysis of active PM_Sub_03

组合-林正-economics and investment markets_Sub_01

组合-林正-economics and investment markets_Sub_02

组合-林正-ETF 新增_Sub_01

组合-林正-ETF 新增_Sub_02

组合-林正-measuring and managing market risk_Sub_01

组合-林正-measuring and managing market risk_Sub_02

组合-林正-R48 trading costs and electronic markets 新增_Sub_01

组合-林正-R48 trading costs and electronic markets 新增_Sub_02

组合-林正-starting 新增

组合-林正-using multifactor models_Sub_01

组合-林正-using multifactor models_Sub_02

衍生-纪慧诚-1.Pricingvalutaion review & arbitrage

衍生-纪慧诚-2.Arbitrage & pricingvaluation of bondstock

衍生-纪慧诚-3.Pricing & valuation of equity index forward

衍生-纪慧诚-4.Pricing & valuation of currency forward

衍生-纪慧诚-5.FRA settlement

衍生-纪慧诚-6.FRA pricing & valuation

衍生-纪慧诚-7.reading summary

衍生-纪慧诚-8.Pricing of T-bond futures

衍生-纪慧诚-9.Arbitrage from T-bond futures

衍生-纪慧诚-10.Pricing of interest rate swap

衍生-纪慧诚-11.Valuation of interest rate swap

衍生-纪慧诚-11.Pricing of currency swap

衍生-纪慧诚-12.Valuation of currency swap

衍生-纪慧诚-13.Pricing &valuation of equity swap

衍生-纪慧诚-14.Swaption

衍生-纪慧诚-15.One period binomial model 01

衍生-纪慧诚-15.One period binomial model 02

衍生-纪慧诚-16.Two period binomial model

衍生-纪慧诚-17.Binomial interest rate model

衍生-纪慧诚-18.BSM model formula 01

衍生-纪慧诚-18.BSM model formula 02

衍生-纪慧诚-19.Features & assumption of BSM model

衍生-纪慧诚-20.5.Binomial model-no arbitrage approach 01

衍生-纪慧诚-20.5.Binomial model-no arbitrage approach 02

衍生-纪慧诚-20.Option Greeks & Implied Volatility 01

衍生-纪慧诚-20.Option Greeks & Implied Volatility 02

衍生-纪慧诚-20.Option Greeks & Implied Volatility 03

衍生-纪慧诚-21.Black model

另类-1.Forms of Real Estate 01

另类-1.Forms of Real Estate 02

另类-2.Commercial Real Estate

另类-3.Income Approach 01

另类-3.Income Approach 02

其他-韩霄-4.Cost Approach and Sales Comparison Approach

其他-韩霄-5.Other Analysis

其他-韩霄-6.Fundemental features of Publicly Traded Real Estate Securities

其他-韩霄-7.REIT Valuation

其他-韩霄-8.PE Funds Characters

其他-韩霄-9.VC Valuation Issues

其他-韩霄-10.Buyout Valuation Issues

其他-韩霄-11.Performance Evaluation of PE Fund

其他-韩霄-12.Commodity and Commodity Derivatives An Introduction 01

其他-韩霄-12.Commodity and Commodity Derivatives An Introduction 02

【2020考季】CFA2级经典

权益-1.Equity R26 01

权益-1.R24 Guardian Capital、Bruno Santos、Abby Dormier 01

权益-1.R24 Guardian Capital、Bruno Santos、Abby Dormier 02

权益-2.R25 An equity index、R25 Judy Chen01

权益-2.R25 An equity index、R25 Judy Chen02

权益-3.R26 Angela Green、R26 Nigel French、R26 Gertrude Fromm01

权益-3.R26 Angela Green、R26 Nigel French、R26 Gertrude Fromm02

权益-4.R27 Jacob Daniel、R27 Assorted Fund01

权益-4.R27 Jacob Daniel、R27 Assorted Fund02

权益-5.R27 Gianna Peters

权益-6.R27 June Withers、R27 BJL Financial01

权益-6.R27 June Withers、R27 BJL Financial02

权益-7.R28 Ryan Leigh、R28 Yandie Izzo 01

权益-7.R28 Ryan Leigh、R28 Yandie Izzo 02

权益-8.R28 Gurmeet Singh

权益-9.R29 Mark Cannan

权益-10.R29 Andrea Risso、R29 Catia Pinho 01

权益-10.R29 Andrea Risso、R29 Catia Pinho 02

权益-11.R30 Mangoba Nkomo、R30 Elena Castovan01

权益-12.R31

衍生-1.R37 Donald Troubadour 01

衍生-11.R37 Donald Troubadour 02

衍生-12.R37 Sonal Johnson

衍生-13.R38 Bruno Sousa01

衍生-13.R38 Bruno Sousa02

衍生-14.R38 Trident Advisory

职业伦理-1.R2 Anne Boswin

职业伦理-2.R2 Erik Brecksen

职业伦理-3.R2 Samuel Tellin

职业伦理-4.R2 Adam Craw

财报-1.R13 Cinnamon, Inc

财报-2.R13 Zimt, AG

财报-3.R13 Burton Howard

财报-4.R13 BetterCare Hospitals

财报-5.R13 Percy Byron

财报-6.R13 John Thronen

财报-7.R14 Kensington plc

财报-8.R14 XYZ SA

财报-9.R14 Stereo Warehouse

财报-10.R14 Sallie-Kwan Industrials

财报-11.R14 Natalie Holmstead

财报-12.R15 Pedro Ruiz

财报-13.R15 Consolidated Motors

财报-14.R15 Romulus Corp

财报-15.R15 Redline Products

财报-16.R15 Adrienne Yu

财报-17.R15 Triofind, Inc

财报-18.R16 Viktoria Smith

财报-19.R16 Ivan Paulinic

财报-20.R16 Judith Yoo

财报-21.R17 Mike Martinez

财报-22.R17 Ioana Matei

财报-23.R17 Emmitt Dodd

财报-24.R18 Quentin Abay

其他-1.R39 Amanda Rodriguez

其他-2.R39 First Life Insurance Company01

其他-2.R39 First Life Insurance Company02_1

其他-2.R39 First Life Insurance Company02_2

其他-3.R40 Hui Lin、Tim Wang

其他-4.R41 Martha Brady、Daniel Collin

其他-5.R42 Raffi Musicale

其他-6.R42 Jamal Nabli

其他-7.R42 Mary McNeil

数量-1.R4 Kenneth McCoin

数量-2.R4 Howard Golub

数量-3.R4 Anh Liu

数量-4.R4 Elena Vasileva

数量-5.R4 Doug Abitbol

数量-6.R5 Gary Hansen

数量-7.R5 Adele Chiesa

数量-8.R5 Doris Honroe

数量-9.R5 Brad Vaden

数量-10.R6 Angela Martinez

数量-11.R6 Max Busse

数量-12.R7 Alef Associates

数量-13.R8 Aaliyah Schultz01

数量-13.R8 Aaliyah Schultz02

数量-14.R9 Alicia Maxwell 01

数量-14.R9 Alicia Maxwell 02

组合-1.R44 Carlos Altuve

组合-2.R44 Hui Cheung

组合-3.R45 Randy Gorver

组合-4.R45 Hiram Life

组合-5.R45 Tina Ming

组合-6.R45 Carol Kynnersley

组合-7.R46 Julie Carlisle

组合-8.R47 James Frazee

组合-9.R47 John Martinez

组合-10.R48 Brian Johnson01

组合-10.R48 Brian Johnson02

企业理财-1.R19 McConachie Company、Linda Pyle、The capital budgeting committee 01

企业理财-1.R19 McConachie Company、Linda Pyle、The capital budgeting committee 02

企业理财-1.R19 McConachie Company、Linda Pyle、The capital budgeting committee 03

企业理财-1.R19 McConachie Company、Linda Pyle、The capital budgeting committee 04

企业理财-2.R19 Carlos Velasquez、R19 Maria Hernandez

企业理财-3.R20 Barbara Andrade

企业理财-4.R20 Lindsay White

企业理财-5.R21 Janet Wu

企业理财-6.R21 John Ladan

企业理财-7.R23 Modern Auto

企业理财-8.R23 Kinetic Corporation

企业理财-9.R23 Mark Zin

企业理财-10.R23 Josh Logan

固定收益-1.R32 A one-year zero-coupon bond

固定收益-2.R32 Jane Nguyen

固定收益-3.R32 Laura Mathews

固定收益-4.R32 Rowan Madison

固定收益-5.R32 Liz Tyo

固定收益-6.R33 Katrina Black

固定收益-7.R33 Betty Tatton

固定收益-8.R33 Meredith Alvarez

固定收益-9.R34 Samuel & Sons

固定收益-10.R34 Rayes Investment

固定收益-11.R34 John Smith

固定收益-12.R34 Jules Bianchi

固定收益-13.R35 Daniela Ibarra 01

固定收益-13.R35 Daniela Ibarra 02

固定收益-13.R35 Daniela Ibarra 03

固定收益-14.R36 UNAB Corporation 01

固定收益-14.R36 UNAB Corporation 02

固定收益-15.R35 Lena Liecken

固定收益-16.R36 UNAB Corporation

固定收益-17.R36 John Smith

经济学-1.R10 Ed Smith

经济学-2.R10 Connor Wagener 01

经济学-2.R10 Connor Wagener 02

经济学-3.R10 Anna Goldsworthy 01

经济学-3.R10 Anna Goldsworthy 02

经济学-4.R11 Hans Schmidt

经济学-5.R11 Victor Klymchuk

经济学-6.R11 Jose Amaral

经济学-7.R12 Tiu Asset Management

经济学-8.R12 Cate Stephenson

【2020考季】CFA2级核心

核心知识点-洪波-Corporate Finance

核心知识点-洪波-FSA

核心知识点-洪波-LII ethics

核心知识点-韩霄-Alternative Investment

核心知识点-韩霄-Derivatives

核心知识点-韩霄-Equity

核心知识点-单晨玮-经济学

核心知识点-固定收益-单晨玮

核心知识点-组合-单晨玮

核心知识点_王慧琳_数量

【2020考季】CFA2级强化百题

职业伦理-Ethical and professional standards 总复习(一)

职业伦理-Ethical and professional standards 总复习(二)

职业伦理-百题一

职业伦理-百题二

职业伦理-百题三

数量-Quantitative Method 总复习(一)

数量-Quantitative Method 总复习(二)

数量-Quantitative Method 总复习(三)

数量-百题一

数量-百题二

数量-百题三

经济学-Economics 总复习(一)

经济学-Economics 总复习(二)

经济学-Economics 总复习(三)

经济学-百题一

经济学-百题二

经济学-百题三

组合管理-Portfolio Management 总复习(一)

组合管理-Portfolio Management 总复习(二)

组合管理-Portfolio Management 总复习(三)

组合管理-Portfolio Management 总复习(四)

组合管理-百题一

组合管理-百题二

组合管理-百题三

固收-Fixed Income 总复习(一)

固收-Fixed Income 总复习(二)

固收-Fixed Income 总复习(三)

固收-百题一

固收-百题二

固收-百题三

财报-Financial Reporting and Analysis 总复习(一)

财报-Financial Reporting and Analysis 总复习(二)

财报-Financial Reporting and Analysis 总复习(三)

财报-Financial Reporting and Analysis 总复习(四)+企业理财 R19

财报-百题一

财报-百题二

权益-Equity 总复习(一)

权益-Equity 总复习(二)

权益-Equity 总复习(三)

权益-百题一

权益-百题二

其他-Alternative Investments 总复习(一)

其他-百题一

其他-百题二

企业理财-Corporate Finance 总复习(一)

企业理财-百题一

企业理财-百题二

衍生-Derivatives 总复习

衍生-百题一

衍生-百题二

衍生-百题三

【2020考季】CFA2级模考

模考测试-模考1.1

模考测试-模考1.2

模考测试-模考2.1

模考测试-模考2.2

模考测试-模考3.1

模考测试-模考3.2

【2020考季】CFA2级押题

考前押题-押题讲解-道德一

考前押题-押题讲解-道德二

考前押题-押题讲解-经济学一

考前押题-押题讲解-经济学二

考前押题-押题讲解-固定收益一

考前押题-押题讲解-固定收益二

考前押题-押题讲解-固定收益三

考前押题-押题讲解-财报

考前押题-押题讲解-企业理财

考前押题-押题讲解-衍生

考前押题-押题讲解-权益

考前押题-押题讲解-另类

考前押题-押题讲解-组合

考前押题-押题讲解-数量

CFA1级前导

框架&金融英语-Introduction

框架&金融英语-Framework

框架&金融英语-金融英语 (1)

框架&金融英语-金融英语 (2)

金融计算器使用-Int rate and EAR

金融计算器使用-Annuity, NPV and IRR

金融计算器使用-Statitics, probability

金融计算器使用-Distribution, sampling and estimation, hypothesis testing

财务-Introduction to accounting

财务-Three pillars in accounting

财务-Three financial statements (1)

财务-Three financial statements (2)

财务-Flow of accounting information & FS analysis

Level 1-【前导】框架介绍 + 金融英语

CFA考试说明 (1)

CFA考试说明 (2)

19年考纲变化 (1)

19年考纲变化 (2)

CFA一级框架

金融英语1

金融英语2

金融英语3

金融英语4

金融英语5

金融英语6

Level 1-【前导】数量-金融计算器使用

利率和EAR (1)

利率和EAR (2)

利率和EAR (3)

Annuity 和 NPV & IRR (1)

Annuity 和 NPV & IRR (2)

描述性统计学和概率论(1)

描述性统计学和概率论(2)

描述性统计学和概率论(3)

推断性统计学和技术分析 (1)

推断性统计学和技术分析 (2)

推断性统计学和技术分析 (3)

Level 1-【前导】财务

introduction-cash flow classification (1)

introduction-cash flow classification (2)

introduction-cash flow classification (3)

elements-historical costs (1)

elements-historical costs (2)

四大账户-cash flow types (1)

四大账户-cash flow types (2)

四大账户-cash flow types (3)

accounting equation-Dupont analysis (1)

accounting equation-Dupont analysis (2)

Level 1-【Ethical and professional standards】Ethics and Trust in the Investment Profession

Explain ethics and professionalism

Reasons for adopting ethics

Framework for ethical decision making

Level 1-【Ethical and professional standards】Code and ethics

Proceedings and the hearing panel

Code of ethics

Level 1-【Ethical and professional standards】Guidance for Standards I-VII

I(A).Knowledge of the law

I(B).Independence and objectivity

I(C).Misrepresentation

I(D).Misconduct

II(A).Material nonpublic information

II(B).Market manipulation

III(A).Loyalty, prudence and care

III(B).Fair dealing

III(C).Suitability

III(D).Performance presentation

III(E).Preservation of confidentiality

IV(A).Loyalty

IV(B).Additional compensation arrangements

IV(C).Responsibility of supervisors

V(A).Diligence and reasonable basis

V(B).Communication with clients

V(C).Record retention

VI(A).Disclosure of conflicts

VI(B).Priority of transactions

VI(C).Referral fees

VII(A).Conduct as members and candidates

VII(B).Reference to institute, designation, program

Level 1-【Ethical and professional standards】GIPS

Introduction to GIPS

Nine major sections of GIPS (0~8)

Level 1-【Ethical and professional standards】习题

【Ethical and professional standards】习题

Level 1-【Quantitative Methods】The Outline

Quantitative Methods Framework

Level 1-【Quantitative Methods】The Time Value of Money

Required interest rate on a security

EAR

Annuity

Summary_Required interest rate on a security, EAR, Annuity

Level 1-【Quantitative Methods】Discounted Cash Flow Application

NPV&IRR

Convert among HPR,RBD,EAR,RMM and BEY

Money-weighted rate of return and time-weighted rate of return

Summary_NPV&IRR, Different types of return,TWRR&MWRR

Level 1-【Quantitative Methods】Statistical Concepts and Market Returns

Measurement scales, fundamental concepts of statistics

Measures of central tendency, quantiles

MAD, variance&standard deviation

Chebyshev’s inequality, CV&sharpe ratio

Skewness, kurtosis

Level 1-【Quantitative Methods】Probability Concepts

Basic concepts of probability, odds for

Calculation rules for probabilities

Expected value,variance and standard deviation

Covariance and correlation

Bayes' formula

Factorial, combination, and permutation

Level 1-【Quantitative Methods】Common Probability Distributions

Probability distribution

Normal distribution, the confidence intervals

Standard normal distribution

Roy’s safety-criterion

Lognormal distributions

Monte Carlo simulation and historical simulation

Level 1-【Quantitative Methods】Sampling and Estimation

Sampling, time-series and cross-sectional data

Central limit theorem

Properties of an estimator

Point estimate and a confidence interval estimate

Student’s t-distribution and degrees of freedom

Biases

Level 1-【Quantitative Methods】Hypothesis Testing

Introduction to the steps of hypothesis testing

One-tailed and two-tailed test of hypotheses

Test statistic

Critical value

Test population mean

Test population variance

P-value

Type I error and type II error

Parametric and nonparametric tests

Level 1-【Quantitative Methods】Technical Analysis

Applications of technical analysis, underlying assumptions

Types of charts, trend

Common chart patterns

Technical analysis indicators

Technical analysis theory

Level 1-【Quantitative Methods】习题

【Quantitative Methods 】习题

Level 1-【Economics】Topics in Demand and Supply Analysis

Demand curve and supply curve

Consumer surplus

Price elasticity of demand

Cross elasticity

Income demand

Substitution and income effects

Giffen goods and Veblen goods

Profit

Product

Revenue

Cost

Profit maximization

Breakeven point and shutdown point

Economies of scale and diseconomies of scale

Level 1-【Economics】The Firm and Market Structures

Market structure factors

Perfect competition

Monopolistic competition

Characteristics of oligopoly

Kinked demand curve model

Cournot model

Nash equilibrium

Characteristics of monopoly

Price discrimination

Government regulation

Concentration measures

Level 1-【Economics】Aggregate Output, Prices, and Economic Growth

Definition of GDP

GDP deflator

GDP calculation

IS curve

LM curve

Aggregate demand curve

Aggregate supply curve

Effect of combination of AS and AD

Economic growth

Level 1-【Economics】Understanding Business Cycles

Business cycle and four phases

Theories of business cycle

Unemployment

Inflation

Economic indicators

Level 1-【Economics】Monetary and Fiscal Policy

Introduction to monetary and fiscal policy

Money creation process

Fisher effect

Objectives of central banks

Tools of the central bank

Neutral interest rate

Limitations of monetary policy

Tools of fiscal central policy

Limitations of fiscal policy

Fiscal multiplier

The size of a national debt relative to GDP

Interaction of monetary and fiscal policy

Level 1-【Economics】International Trade and Capital Flows

Comparative advantage and absolute advantage

Recardian and Heckscher-Ohlin model

Types of trade and capital restrictions

Balance of payments accounts

IMF,World Bank and WTO

Trading blocs, common markets and economic unions

Level 1-【Economics】Currency Exchange Rates

Nominal and real exchange rates

Concepts of the foreign exchange rate

Cross-rates

Forward discount and premium

Interest rate parity

Exchange rate regimes

Elasticity approach and J-curve

Absorption approach

Level 1-【Economics】习题

【Economics】习题

Level 1-【Financial Reporting and Analysis】Financial Statement Analysis: An Introduction

The role of financial reporting and financial statement analysis

The resources used for financial statement analysis

Auditing and financial statement analysis framework

Level 1-【Financial Reporting and Analysis】Financial Reporting Mechanics

Financial statement elements

Basic concepts: accounting equation & accrual accounting

Level 1-【Financial Reporting and Analysis】Financial Reporting Standards

Standard – setting bodies & regulatory authorities

IASB and FASB: Conceptual framework and Accrual Accounting

Level 1-【Financial Reporting and Analysis】Understanding Income Statements

Income statement format and components

Discontinued operations & extraordinary items

Revenue recognition under accrual accounting

LT contract and installment sales

Barter transaction and gross vs. net reporting of revenue

Basic EPS

Diluted EPS

Level 1-【Financial Reporting and Analysis】Understanding Balance Sheets

Balance sheet format and components

Financial instruments

Level 1-【Financial Reporting and Analysis】Understanding Cash Flow Statements

Classification of cash flow

CFO calculation-direct method

CFO calculation-indirect method

CFI calculation

CFF calculation

Cash statement analysis and ratio

Free cash flow

Level 1-【Financial Reporting and Analysis】Financial Analysis Techniques

Tools and techniques in financial analysis

Activity, Liquidity, Solvency, Profitability and Valuation

DuPont analysis & equity and credit analysis

Level 1-【Financial Reporting and Analysis】Inventory

Distinguish between product costs and period costs

Different inventory valuation methods

Perpetual vs. periodic inventory system

LIFO reserve and LIFO liquidation & converting form LIFO to FIFO

Inventory valuation (U.S. GAAP vs IFRS)

Inventory management & inventory changes

Level 1-【Financial Reporting and Analysis】Long-lived Assets

Capitalizing and expensing

Intangible assets

Depreciation methods & amortisation methods

Impairment of PP&E (U.S. GAAP vs IFRS)

Revaluation and derecognition of assets

Investment property

Level 1-【Financial Reporting and Analysis】Income Taxes

Accounting profit and taxable income & key terminology

Temporary and permanent differences

DTA & DTL

Tax rate changes & effective tax rate

Reversal of temporary difference

Level 1-【Financial Reporting and Analysis】Non-current Liabilities

Bond introduction & bond issued at par, premium and discount

Issuance costs & fair value reporting option

Derecognition of debt & debt covenant

Classification of leases under U.S. GAAP & IFRS

Lease accounting for lessee

Lease accounting for lessor

Framework for pension plans

Level 1-【Financial Reporting and Analysis】Financial Reporting Quality

Financial reporting quality

L1-【Financial Reporting and Analysis】Financial Reporting Quality and Financial Statement Analysis

Financial reporting quality and financial statement analysis

Level 1- 【Financial Reporting and Analysis】习题

【Financial Reporting and Analysis】习题

Level 1-【Corporate Finance】Corporate governance and ESG: An Introduction

Stakeholder theory & board of directors and committees(1)

Stakeholder theory & board of directors and committees(2)

Corporate governance and ESG

Level 1-【Corporate Finance】Capital budgeting

The basic of capital budgeting

NPV & IRR

PBP, DPB & PI

Level 1-【Corporate Finance】Cost of capital

Liquidity measures and management

Short-term funding

Level 1-【Corporate Finance】Measures of leverage

WACC(1)

WACC(2)

Level 1-【Corporate Finance】Working capital Management

Leverage and risk

Breakeven analysis

Level 1-【Corporate Finance】习题

【Corporate Finance】习题

Level 1-【Portfolio Management】Portfolio Management: An Overview

Portfolio management framwork

Portfolio perspective

Types of investors and pooled investment products

Portfolio management process

Level 1-【Portfolio Management】Risk Management: An Introduction

Define risk management

Identify financial and non-financial sources of risk

Methods for measuring and modifying risk exposures

Level 1-【Portfolio Management】Portfolio Risk and Return: Part I

Return measures, properties of returns

Modern portfolio theory

Level 1-【Portfolio Management】Portfolio Risk and Return: Part II

CAL, CML

Systematic risk(beta), return generating models

CAPM and SML

Performance evaluation indicators

Level 1-【Portfolio Management】Basics of Portfolio Planning and Construction

Components of IPS, risk and return objectives

Investment constraints, asset allocation

Level 1-【Portfolio Management】习题

【Portfolio Management】习题

Level 1-【Equity】Market Organization and Structure

The main functions of the financial system

Classification of assets

Types of financial intermediaries and services

Positions taken in an asset

Execution, validity, and clearing instructions

Primary and secondary markets

Quote-driven, order-driven, and brokered markets

Characteristics of a well-functioning financial system

Market regulation

Level 1-【Equity】Security market indices

Security market indices

Price weighting and equal weighting

Market capitalization weighting and fundamental weighting

Rebalancing and reconstitution of an index

Other equity index &fixed-income index& alternative investments

Level 1-【Equity】Market Efficiency

Introduction of market efficiency

Contrast weak form, semi-strong form, strong form market efficiency

Market pricing anomalies

Behavioral finance definition and classification

Level 1-【Equity】Overview of Equity Securities

Types and characteristics of equity securities

Investment in non-domestic equity securities:DR

Risk and return characteristics of equity securities

Level 1-【Equity】Introduction to industry and company analysis

Macroeconomic analysis

Industry life cycle models

Current industry classification systems

Pricing power and price competition

Strategic analysis of an industry

Company analysis

Level 1-【Equity】Equity valuation: Concepts and basic tools

Equity valuation models

Dividends types

Dividend chronology

DCF models

Price multiples

Enterprise value multiples

Asset-based valuation models

Level 1-【Equity】习题

【Equity】习题

Level 1-【Fixed Income】Fixed-Income Securities: Defining Elements

Basic features of a fixed-income security

Legal information

Collateral

Credit enhancements

Covenants

Tax

Principal repayment strcutures

Coupon payment structures

Callable bond and putable bond

Convertible bond

Level 1-【Fixed Income】Fixed-Income Markets: Issuance, Trading and Funding

Classifications of global fixed-income markets

Primary and secondary market for bonds

Securities issued by sovereign governments

Nonsovereign government, agency and supranational bonds

Types of debt issued by corporations

Short-term funding alternatives

Structured financial instruments

Level 1-【Fixed Income】Introduction to Fixed-Income Valuation

Bond valuation

YTM

Relationships between price and time

Valuation with spot rates

Flat price, accrued interest, and the full price

Matrix pricing;

Yield measures

Yield measures for floating-rate notes

Yield curve

Forward rates

Yield spread

Level 1-【Fixed Income】Introduction to Asset-backed securities

Securitization

Residential mortgage loans

Prepayment risk

Prepayment rate

Different types of CMOs

Non-agency RMBS

CMBS

Non-mortgage asset-backed securities

Collateralized debt obligations

Level 1-【Fixed Income】Understanding Fixed-Income Risk and Return

Sources of return

Interest rate risk

Different types of duration

Effects of bond characteristics on duration

Portfolio duration

Convexity

Term structure of yield volatility

Duration gap

Credit and liquidity spread

Level 1-【Fixed Income】Fundamentals of Credit Analysis

credit risk

Seniority rankings

Credit ratings

The four Cs of credit analysis

Yield spread

Credit analysis of different bonds

Level 1-【Fixed Income】习题

【Fixed Income】习题

Level 1-【Derivatives】Derivative Markets and Instruments

Derivative markets and instruments(1)

Derivative markets and instruments(2)

Forward

FRA

Futures

Swap

Option(1)

Option(2)

Level 1-【Derivatives】Basics of Derivative pricing and valuation

Arbitrage, replication & risk neutrality

Forward pricing and valuation(1)

Forward pricing and valuation(2)

Option pricing-binomial model

Factors affect the value of an option

Put call parity

Level 1-【Derivatives】习题

【Derivatives】习题

Level 1-【Alternative Investments】Introduction to Alternative Investments

Basic characteristics of alternative

Hedge funds strategies

Hedge fund fees, valuation and due diligence

Private equity

Real estate

Commodities

Infrastructure

Level 1-【Alternative Investments】习题

【Alternative Investments】习题

Level 1-【Ethical and professional standards】 经典题

R1:1-8+R2:1

R3:2-12

R3:13-23

R3:24-32

R3:33-40;R5:1-3

Level 1-【Portfolio Management】经典题

R39

R40

R41-1

R41-2

R42

R43

Level 1-【Quantitative Methods】经典题

数量R6

数量R7

数量R8-1

数量R8-2

数量R9

数量R10-0

数量R10-1

数量R10-2

数量R11

数量R12-1

数量R12-2

数量R12-3

数量R13

Level 1-【Equity &Alternative Investments】经典题

Alternative (1)

Alternative (2)

Alternative (3)

Equity R44 (1)

Equity R44 (2)

Equity R44 (3)

Equity R44 (4)

Equity R45 (1)

Equity R45 (2)

Equity R45 (3)

Equity R45 (4)

Equity R46 (1)

Equity R46 (2)

Equity R47 (1)

Equity R47 (2)

Equity R48-1

Equity R48-2

Equity R49 (1)

Equity R49 (2)

Equity R49 (3)

Equity R49 (4)

Equity R49 (5)

Level 1-【Economics】经典题

Reading 14 (1-5)

Reading 14 (6-13)

Reading 14 (14-16)

Reading 15 (1-2)

Reading 15 (3-6)

Reading 15 (7-13)

Reading 16 (1-6)

Reading 16 (7)

Reading 16 (8-9)

Reading 16 (10-11)

Reading 16 (12-15)

Reading 17 (1-11)

Reading 17 (12-15)

Reading 17 (16-18)

Reading 17 (19-21)

Reading 17 (22-23)

Reading 18 (1-6)

Reading 18 (7-13)

Reading 18 (14-15)

Reading 18 (16)

Reading 19 (1-5)

Reading 19 (6-10)

Reading 19 (11)

Reading 20 (1-6)

Reading 20 (7-9)

Reading 20 (10)

Level 1-【Corporate Finance】经典题

Capital budgeting

Corporate Governance

Cost of capital

Measure of leverage

Working capital 1

Working capital 2

Level 1-【Fixed Income】经典题

R50,1-11

R50,12-21;R51,22-34

R51,35-36;R52,1-10

R52,11-21

R53,1-18

R54,1-17

R54,18-22;R55,1-7

R55,8-24

Level 1-【Derivatives】经典题

R56.1-11

R56.12-15,R57.1-6

R57.7-17

R57.18-27

R57.28-36

Level 1-【Financial Reporting and Analysis】经典题

1.R21& R 22

2.R23

3.R24&25

4.R26

5.R27

6.R28 (1)

7.R28(2)

8.R29(1)

9.R29(2)

10.R30

11.R31-33

Level 1-【Ethical and professional standards】强化串讲

CFA一级强化-道德1

CFA一级强化-道德2

CFA一级强化-道德3

CFA一级强化-道德4

CFA一级强化-道德5

CFA一级强化-道德6

CFA一级强化-道德7

Level 1-【Quantitative Methods】强化串讲

CFA一级强化-数量1

CFA一级强化-数量2

CFA一级强化-数量3

CFA一级强化-数量4

CFA一级强化-数量5

CFA一级强化-数量6

CFA一级强化-数量7

CFA一级强化-数量8

CFA一级强化-数量9

CFA一级强化-数量10

Level 1-【Portfolio Management】强化串讲

CFA一级强化-组合1

CFA一级强化-组合2

CFA一级强化-组合3

CFA一级强化-组合4

Level 1-【固定收益】强化串讲

CFA一级强化-固定收益1

CFA一级强化-固定收益2

CFA一级强化-固定收益3

CFA一级强化-固定收益4

CFA一级强化-固定收益5

CFA一级强化-固定收益6

CFA一级强化-固定收益7

L1 1906考季-百题 【FSA+数量+组合】

1.FSA 1-17

2.FSA 18-36

3.FSA 37-59

4.FSA 60-74

5.FSA 75-92

6.FSA 93-105

7.FSA 106-119

8.FSA 120-143

9.FSA 144-160

10.FSA 161-177

1.数量百题 Q1-17

2.数量百题 Q18-Q35

3.数量百题 Q36-Q68

4.数量百题 Q69-Q85

5.数量百题 Q86-Q97

6.数量百题 Q98-Q116

7.组合百题 1

8.组合百题 2

9.组合百题 3

10.组合百题 4

L1 1906考季-模考一

1.一级模考一Mock 1

2.一级模考一Mock 2

3.一级模考一Mock 3

4.一级模考一Mock 4

5.一级模考一Mock 5

6.一级模考一Mock 6

Level 1-【权益】强化串讲

CFA一级强化-韩霄-权益1

CFA一级强化-韩霄-权益2

CFA一级强化-韩霄-权益3

CFA一级强化-韩霄-权益4

CFA一级强化-韩霄-权益5

Level 1-【企业理财】强化串讲

CFA一级强化-韩霄-企业理财1

CFA一级强化-韩霄-企业理财2

CFA一级强化-韩霄-企业理财3

CFA一级强化-韩霄-企业理财4

Level 1-【其他】强化串讲

CFA一级强化-韩霄-其他1

CFA一级强化-韩霄-其他2

Level 1-【财务】强化串讲

CFA一级强化-韩霄-财务1

CFA一级强化-韩霄-财务2

CFA一级强化-韩霄-财务3

CFA一级强化-韩霄-财务4

CFA一级强化-韩霄-财务5

CFA一级强化-韩霄-财务6

CFA一级强化-韩霄-财务7

CFA一级强化-韩霄-财务8

CFA一级强化-韩霄-财务9

Level 1-【经济法】强化串讲

CFA一级强化-韩霄-经济法1

CFA一级强化-韩霄-经济法2

CFA一级强化-韩霄-经济法3

CFA一级强化-韩霄-经济法4

CFA一级强化-韩霄-经济法5

CFA一级强化-韩霄-经济法6

Level 1-【衍生】强化串讲

CFA一级强化-韩霄-衍生1

CFA一级强化-韩霄-衍生2

L1 1906考季-百题 【权益+其他+衍生+企业理财+道德+固定收益】

CFA一级权益Q1-Q10

CFA一级权益Q11-Q16

CFA一级权益Q17-Q22

CFA一级权益Q23-Q38

CFA一级权益Q39-Q49

CFA一级权益Q50-Q69

CFA一级权益Q70-Q75

CFA一级权益Q76-Q84

CFA一级权益Q85-Q100

其他Q1-Q16

其他Q17-Q31

其他Q32-Q45

衍生Q1-Q7

衍生Q8-Q11

衍生Q13-Q18

衍生Q19-Q27

衍生Q28-Q38

衍生Q39-Q44-企业理财Q1

企业理财Q2-Q26

企业理财Q27-Q69

陈佳怡-1.道德Q1-Q9

陈佳怡-1.道德Q10-Q17

陈佳怡-2.道德Q18-Q27

陈佳怡-2.道德Q28-Q38

陈佳怡-3.道德Q39-Q50

陈佳怡-3.道德Q51-Q66

陈佳怡-4.道德Q67-Q77

陈佳怡-4.道德Q78-Q91

固定收益Q1-Q12

固定收益Q13-Q34

固定收益Q35-Q49

固定收益Q50-Q68

固定收益Q69-Q81

固定收益Q82-Q102

固定收益Q103-Q116

固定收益Q117-Q128

L1 1906考季-模考二

1.一级模考二129 Q1-21

2.一级模考二129 Q22-42

3.一级模考二129 Q43-57

4.一级模考二129 Q58-73

5.一级模考二129 Q74-100

6.一级模考二129 Q101-120

L1 1906考季-模考三

7.一级模考三130 Q1-32

8.一级模考三130 Q33-61

9.一级模考三130 Q62-91

10.一级模考三130 Q92-120

L1 1906考季-押题

1.一级押题-Economics

2.一级押题-其他alternative

3.一级押题-固定收益

4.一级押题-数量

5.一级押题-财务押题

6.一级押题-Ethics 1

7.一级押题-Ethics 2

8.一级押题-权益equity 1

9.一级押题-权益equity 2

CFA一级押题衍生组合企业理财

1级-押题-组合

1级-押题-衍生

1级-押题-企业理财(1)

1级-押题-企业理财(2)

CFA一级百题经济学

1级-百题-经济学Q1-22

1级-百题-经济学Q23-44

1级-百题-经济学Q45-71

1级-百题-经济学Q72-91

1级-百题-经济学Q92-106

CFA一级百日进阶题

1级-百题进阶-Economics

1级-百题进阶-其他

1级-百题进阶-固定收益(1-15)

1级-百题进阶-组合

1级-百题进阶-职业伦理

1级-百题进阶-financial reporting analysis

1级-百题进阶-数量(1-23)

1级-百题进阶-权益

1级-百题进阶-corporate finance

1级-百题进阶-衍生

Level 2-【Ethical and professional standards】Code of Ethics and Standards of Professional Conduct

code of ethics

Level 2-【Ethical and professional standards】Guidance for Standards I–VII

I(A)-I(B)

I(C)-I(D)

II(A)-II(B)

III(A)-III(B)

III(C)-III(E)

IV(A)-IV(C)

V(A)-V(C)

VI(A)-VII(B)

Level 2-【Ethical and professional standards】习题

【Ethical and professional standards】习题

Level 2-【Corporate Finance】Capital Budgeting

Introduction of Capital Budgeting

Cash Flow Projection

Mutually Exclusive Projects and Capital Rationing

Risk Analysis and Real Options

Economic Income and Economic Profit

Level 2-【Corporate Finance】Capital Structure

Capital Structure Objective and MM Proposition

Different Costs and Static Trade-off Theory

Other Consideration of Capital Structure

Level 2-【Corporate Finance】Dividends and Share Repurchases : Analysis

Cash Dividends, Stock Dividends and Stock Splits

Dividend Policy and Company Value Theory

Factors Affecting Dividend Policy and Payout Policies

Share Repurchase

Comparison of Different Dividend Policies

Analysis of Dividend Safety

Level 2-【Corporate Finance】Corporate Performance, Governance, and Business Ethics

Various Stakeholders and Agency Relationship

Level 2-【Corporate Finance】Corporate Governance

Unethical Behaviors and Philosophical Approaches to Ethics

Corporate Governance and ESG Considerations

Level 2-【Corporate Finance】Mergers and Acquisitions

Introduction of Merger and Acquisition Activities

Attitude of Target Company and Takeover Defense Mechanisms

Antitrust Law and HHI

Valuing a Target Company and Evaluating a Merger Bid

Corporate Restructuring

Level 2-【Corporate Finance】习题

【Corporate Finance】习题(1)

【Corporate Finance】习题(2)

Level 2-【Equity Investments】Equity Valuation: Applications and Processes

Valuation process

Types of valuation models

Level 2-【Equity Investments】Return Concepts

Equity risk premium (1)

Equity risk premium (2)

Required return on equity (1)

Required return on equity (2)

Level 2-【Equity Investmes】Industry and Company Analysis

Forecast income statement

Forecast balance sheet

Level 2-【Equity Investmes】Discounted Dividend Valuation

Gordon growth model

Two stage model

Growth phase, transitional phase,and maturity phase

Level 2-【Equity Investments】Free Cash Flow Valuation

Introduction to free cash flows model

FCFF approach(1)

FCFF approach(2)

NCC adjustment for FCFF- issue(1)

NCC adjustment for FCFF- issue(2) & issue (3)

Example explanation

Calculation of FCFF FCFE &single stage model

FCFE Two stage model & three stage model

Level 2-【Equity Investmes】Market-Based Valuation: Price and Enterprise Value Multiples

P-E

Normalizing EPS & PEG

P-B

P-S & P-CF

EV-EBITDA & D-P

Momentum Valuation & harmonic mean P-E

Level 2-【Equity Investments】Residual Income Valuation

Residual income valuation

Single-stage residual income model

Multistage residual income model(1)

Multistage residual income model(2)

Residual income model Advantages and Disadvantages

Level 2-【Equity Investmes】Private Company Valuation

Public & Private company valuation

Reasons for valuation & normalized earning

Income Approach

Estimating the discount rate & Market Approach & Asset-based Approach

Discount Premium in PE valuation & Summary

Level 2-【Equity Investmes】习题

【Equity Investmes】习题(1)

【Equity Investmes】习题(2)

Level 2-【Alternative Investments】Private Real Estate Investments

Forms of Real Estate

Commercial Real Estate

Income Approach:single stage model

Income Approach DCF method

Cost Approach and Sales Comparison Approach

Other Analysis

Level 2-【Alternative Investments】Publicly Traded Real Estate Securities

Fundemental features of Publicly Traded Real Estate Securities

REIT Valuation

Level 2-【Alternative Investments】Private Equity Valuation

Structure of PE funds

Management fee & carried interest of PE funds

VC Valuation Issues

Buyout Valuation Issues

Performance Evaluation of PE Fund

Level 2-【Alternative Investments】Commodities and Commodity Derivatives: An Introduction

Commodity and Commodity Derivatives An Introduction

Level2-【Alternative Investments】习题

【Alternative Investments】习题

Level 2-【Derivatives】Pricing and Valuation of Forward Commitments

Pricingvalutaion review & arbitrage

Arbitrage & pricingvaluation of bondstock

Pricing & valuation of equity index forward

Pricing & valuation of currency forward

FRA settlement

FRA pricing & valuation

reading summary

Pricing of T-bond futures

Arbitrage from T-bond futures

Pricing of interest rate swap

Valuation of interest rate swap

Pricing of currency swap

Valuation of currency swap

Pricing &valuation of equity swap

Swaption

Level 2-【Derivatives】Valuation of Contingent Claims

One period binomial model(1)

One period binomial model(2)

Two period binomial model

Binomial interest rate model

BSM model formula

Features & assumption of BSM model

Option Greeks & Implied Volatility(1)

Option Greeks & Implied Volatility(2)

Binomial model-no arbitrage approach

Black model-option on futures

Black model-interest rate options

Black model

Level 2-【Derivatives】Derivatives Strategies

Covered call & protective put(1)

Covered call & protective put(2)

Bull spread & bear spread

Collar & straddle

Calendar spread & breakeven price analytics

Level2-【Derivatives】习题

【Derivatives】习题(1)

【Derivatives】习题(2)

Level 2-【Quantitative Methods】Fintech in Investment Management

STARTING

what is fintech

Big Data

Advanced Analytical Tools

Data Science

Selected Applications of Fintech

Distributed Ledger Technology

Level 2-【Quantitative Methods】Correlation and Regression

R7A correlation(1)

R7A correlation(2)

A Regression Coefficient

The Assumptions of The Linear Regression

Regression Coefficient Confidence Interval

Predicted Value of The Dependent Variable

Level2-【Quantitative Methods】Multiple Regression and Machine Learning

Regression Coefficient F-test

ANOVA

review

Heteroskedasticity

Serial Correlation

Multicollinearity

Summary of Assumption Violations

Model Misspecification

Major Focuses of Data Analytics

What Is Machine Learning

Types of Machine Learning

Machine Learning Algorithms_Supervised Learning

Machine Learning Algorithms_Unsupervised Learning

Machine Learning Algorithms_Examples

Machine Learning Algotithms_Summary

Supervised Machine Learning Training

Level 2-【Quantitative Methods】Time-Series Analysis

Trend Models

AR

AR_autocorrelation

AR Covariance Stationary

AR_Conditional Heteroskedasticity

RMSE

Summary

Case

Level2-【Quantitative Methods】Excerpt from Probabilistic Approaches: Scenario Analysis, Decision Tree

simualtion

Level2-【Quantitative Methods】习题

【Quantitative Methods】习题(1)

【Quantitative Methods】习题(2)

Level2-【Economics】Currency Exchange Rates: Understanding Equilibrium Value

Currency Exchange Rates and Bid-Ask Spread

Triangular Arbitrage

Mark-to-Market Value

Covered Interest Rate Parity

Uncovered Interest Rate Parity and Forward Rate Parity

International Fisher Relation and Relative PPP

International Parity Relationships and Long-Run Fair Value of an Exchange Rate

FX Carry Trade

Balance-of-Payments Accounts

Mundell-Fleming Model

Monetary Approach,Portfolio Balance,Exchange Rate Management,Currency Cris

Level2-【Economics】Economic Growth and the Investment Decision

Summary of Currency Exchange Rates

Potential GDP

Cobb-Douglas Production Function

Factors Affecting Economic Growth

Economic Growth Theories

Level2-【Economics】Economics of Regulation

Economics of Regulation

Level2-【Economics】习题

【Economics】习题

Level2-【Financial Reporting and Analysis】Intercorporate Investments

Introduction

Financial assets (basics)

Financial assets (reclassification and impairment)

Equity method(1)

Equity method(2)

Acquisition method (basics)

acquisition method (goodwill)

SPE&VIE

Level 2-【Financial Reporting and Analysis】Employee Compensation: Post-Employment and Share-Based

Introduction of pension plan

Balance sheet presentation

Funded status of a pension plan

Assumptions of defined benefit obligation

Periodic pension cost

Effect of changing pension assumption

Analyst view (1)

Analyst view (2)

Level 2-【Financial Reporting and Analysis】Multinational Operations

Foreign currency transactions

Translation of foreign currency FS (1)

Translation of foreign currency FS (2)

Translation of foreign currency FS (3)

Financial institutions introduction and CAMELS approach

Level 2-【Financial Reporting and Analysis】Analysis of Financial Institutions

Analyzing an insurance company

Level2-【Financial Reporting and Analysis】Evaluating Quality of Financial Reports

Evaluating the quality of financial reports

Level2-【Financial Reporting and Analysis】Integration of Financial Statements Analysis Techniques

Integration of FSA techniques

Level2-【Financial Reporting and Analysis】习题

【Financial Reporting and Analysis】习题(1)

【Financial Reporting and Analysis】习题(2)

Level2-【Fixed Income】The Term Structure and Interest Rate Dynamics

Framework Introduction

Spot rates

Forward rates (1)

Forward rates (2)

Par curve & YTM

Swap rate

Yield spread

Term struture of interest rates

Modern term structure models

Yield curve factor models & managing yield curve risks

Reading 34 summary

Level2-【Fixed Income】The Arbitrage-Free Valuation Framework

The arbitrage-free valuation framework

Reading 35 summary

Level2-【Fixed Income】Valuation and Analysis: Bonds with Embedded Options

Overview of embedded option

Valuation and analysis of callable and putable bonds (1)

Valuation and analysis of callable and putable bonds (2)

Valuation and analysis of callable and putable bonds (3)

Capped and floored floating-rate bonds & convertible bonds(1)

Capped and floored floating-rate bonds & convertible bonds(2)

Reading 36 summary

Level2-【Fixed Income】Credit Default Swaps

Credit Default swaps

Applications of CDS

Level 2-【Fixed Income】Credit Analysis Models

Moldeling credit risk

Analysis of zero coupon & coupon paying corporate bond(1)

Analysis of zero coupon & coupon paying corporate bond(2)

Arbitrage free valuation(1)

Arbitrage free valuation(2)

Credit transition matrix & credit analysis models(1)

Credit transition matrix & credit analysis models(2)

Credit spreads & credit analysis for securitized debt & Reading 37 summary (1)

Credit spreads & credit analysis for securitized debt & Reading 37 summary (2)

Level2-【Fixed Income】习题

【Fixed Income】习题(1)

【Fixed Income】习题(2)

Level2-【Portfolio Management】The Portfolio Management Process and the Investment Policy Statement

R46-The Portfolio Management Process and the Investment Policy Statement

Level2-【Portfolio Management】An Introduction to Multifactor Models

R47-1.Arbitrage Pricing Theory

R47-2.Multifactor Model

R47-3.APT Multifactor Models Compare

R47-4.Application

R47-5.Summary

Level2-【Portfolio Management】Measuring and Managing Market Risk

R48-1.Understanding VaR

R48-2.Estimating VaR

R48-3.Advantages and Limitations of VaR

R48-4.Extensions of VaR

R48-5.Other Key Risk Measures

R48-6.Applications of Risk Measures

R48-7.Summary

Level 2-【Portfolio Management】Economics and Investment Markets

R49-1.Framework

R49-2.Real Default_free Bonds

R49-3.Nominal Default Free Bonds

R49-4.Credits Premiums and Business Cycle

R49-5.Equities

R49-6.Commercial Real Estate

Level 2-【Portfolio Management】Analysis of Active Portfolio Management

R50-1.Value Added

R50-2.Sharpe Ratio and Information Ratio

R50-3.Constructing Optimal Portfolios

R50-4.Information Coefficient and Transfer Coefficient

R50-5.the Full Fundamental Law of Active Management

R50-6.Summary

Level2-【Portfolio Management】Algorithmic Trading and High-Frequency Trading

R51

Level2-【Portfolio Management】习题

【Portfolio Management】习题(1)

【Portfolio Management】习题(2)

Level 2-【Ethical and professional standards】经典题

R2.case1

R2.case2

R2.case3

R2.case4

Level 2-【Corporate Finance】经典题

capital budgeting题目example1-6(一)

capital budgeting题目example1-6(二)

Capital Budgeting题目example7-8

capital structure题目example1

Capital Structure题目example2

Corporate Governance题目example1

Corporate Governance题目example2

Corporate Governance题目example3

Dividend题目example1

Dividend题目example2

Merger Acquisition题目example1

Merger Acquisition题目example2

Merger Acquisition题目example3

Merger Acquisition题目example4

Level 2-【Equity &Alternative Investments】经典题

CFA二级Alternative R42 (1)

CFA二级Alternative R42 (2)

CFA二级Alternative R43

CFA二级Alternative R44

CFA二级Alternative R45

CFA二级Equity R26(1)

CFA二级Equity R26(2)

CFA二级Equity R27

CFA二级Equity R28

CFA二级Equity R29 (1)

CFA二级Equity R29 (2)

CFA二级Equity R29 (3)

CFA二级Equity R30 (1)

CFA二级Equity R30 (2)

CFA二级Equity R31 (1)

CFA二级Equity R31 (2)

CFA二级Equity R32

CFA二级Equity R33

Level 2-【Derivatives】经典题

R39.case1

R39.case2

R40.case1

R40.case2

R41.case1

R41.case2

R41.case3

Level 2-【Quantitative Methods】经典题

1.Quan01

2.Quan02

3.Quan03

4.Quan04

5.Quan05

6.Quan06

7.Quan07

8.Quan08

9.Quan09

Level 2-【Financial Reporting and Analysis】经典题

1.Intercorporate Investment Q1

2.Intercorporate Investment Q2

3.Intercorporate Investment Q3

4.Intercorporate Investment Q4

5.Intercorporate Investment Q5

6.Intercorporate Investment Q6

7.DB plan Q7

8.DB plan Q8

9.DB plan Q9

10.DB plan Q10

11.DB plan Q11

12.Translation Q12

13.Translation Q13

14.Translation Q14

15.Translation Q15

16.Translation Q16

17.Translation Q17

18.financial institution-Q18

19.Quality-Q19

20.Quality-Q20

21.Quality-Q21

22.FSA Techniques Q22

23.FSA Techniques Q23

Level 2-【Portfolio Management】经典题

1.PM01

2.PM02

3.PM03

4.PM04

5.PM05

6.PM06

7.PM07

8.PM08

9.PM09

Level 2-【Ethical and professional standards】强化串讲

CFA二级强化-道德1

CFA二级强化-道德2

CFA二级强化-道德3

CFA二级强化-道德4

CFA二级强化-道德5

Level 2-【Quantitative Methods】强化串讲

CFA二级强化-数量1

CFA二级强化-数量2

CFA二级强化-数量3

CFA二级强化-数量4

CFA二级强化-数量5

CFA二级强化-数量6

CFA二级强化-数量7

Level 2-【Portfolio Management】强化串讲

CFA二级强化-组合1

CFA二级强化-组合2

CFA二级强化-组合3

CFA二级强化-组合4

Level2-【Financial Reporting and Analysis】强化串讲

CFA二级强化-财务1

CFA二级强化-财务2

CFA二级强化-财务3

CFA二级强化-财务4

CFA二级强化-财务5

CFA二级强化-财务6

CFA二级强化-财务7

Level2-【Alternative Investments】强化串讲

CFA二级强化-其他类投资1

CFA二级强化-其他类投资2

CFA二级强化-其他类投资3

CFA二级强化-其他类投资4

Level2-【Corporate Finance】强化串讲

CFA二级强化-企业理财1

CFA二级强化-企业理财2

CFA二级强化-企业理财3

CFA二级强化-企业理财4

CFA二级强化-企业理财5

Level2-【Equity Investments】强化串讲

CFA二级强化-权益投资1

CFA二级强化-权益投资2

CFA二级强化-权益投资3

CFA二级强化-权益投资4

CFA二级强化-权益投资5

CFA二级强化-权益投资6

CFA二级强化-权益投资7

Level2-【Fixed Income】强化串讲

CFA二级强化-固定收益1

CFA二级强化-固定收益2

CFA二级强化-固定收益3

CFA二级强化-固定收益4

CFA二级强化-固定收益5

Level2-【Economics】强化串讲

CFA二级强化-经济学1

CFA二级强化-经济学2

CFA二级强化-经济学3

CFA二级强化-经济学4

Level2-【Derivatives】强化串讲

CFA二级强化-forward

CFA二级强化-futures&swap

CFA二级强化-option

CFA二级强化-Derivatives strategies

Level 2-【固定收益】经典习题

CFA二级经典-陈佳怡-固定收益1

CFA二级经典-陈佳怡-固定收益2

CFA二级经典-陈佳怡-固定收益3

CFA二级经典-陈佳怡-固定收益4

CFA二级经典-陈佳怡-固定收益5

CFA二级经典-陈佳怡-固定收益6

CFA二级经典-陈佳怡-固定收益7

CFA二级经典-陈佳怡-固定收益8

CFA二级经典-陈佳怡-固定收益9

CFA二级经典-陈佳怡-固定收益10

CFA二级经典-陈佳怡-固定收益11

CFA二级经典-陈佳怡-固定收益12

L2 1906考季-百题一-固收-衍生-道德

1.FI Case 1

2.FI Case 2

3.FI case 3

4.FI case 4

5.Derivative case 1

6.Derivative case 2

7.Deri case 3

8.Deri case 4

9.Ethics case 1

L2 1906考季-百题二-财报-理财-洪波

1.FSA case 1

2.FSA case 2

3.case 1

4.case 2

5.FSA case

6.FSA case

7.corp finance case 1

8.corp finance case 2

9.corp fianance case 3

10.corp fianance case 4

L2 1906考季-百题三(权益&其他)

1.权益1

2.权益2

3.权益3

4.权益4

5.权益5

7.其他1

8.其他2

L2 1906考季-百题四(数量-组合-经济学)

1.Quant Case 1

2.Quant Case 2

3.Quant Case 3

4.Eco Case 1

5.Eco Case 2

6.PM Case 1

7.PM Case 2

L2 1906考季-模考一

1.mock 1

2.mock 2

3.mock 3

4.mock 4

L2 1906考季-模考二

1.模考二 case 1

2.模考二 case 2

3.模考二 case 3

4.模考二 case 4

L2 1906考季-模考三

5.模考三 case 1

6.模考三 case 2

7.模考三 case 3

8.模考三 case 4

L2 1906考季-押题

1.二级押题-Ethics

2.二级押题-Quantitative Methods

3.二级押题-企业理财

4.二级押题-其他alternative

5.二级押题-固定收益

6.二级押题-经济学

7.二级押题-Portfolio Management

8.二级押题-权益equity 1

9.二级押题-权益equity 2

10.二级押题-财报

Level 3-【Code of Ethics and Standards of Professional Conduct】Guidance for Standards I-VII

I(A).Knowledge of the law

I(B).Independence and objectivity

I(C).Misrepresentation

I(D).Misconduct

II(A).Material nonpublic information

II(B).Market manipulation

III(A).Loyalty, prudence and care

III(B).Fair dealing

III(C).Suitability

III(D).Performance presentation

III(E).Preservation of confidentiality

IV(A).Loyalty

IV(B).Additional compensation arrangements

IV(C).Responsibility of supervisors

V(A).Diligence and reasonable basis

V(B).Communication with clients

V(C).Record retention

VI(A).Disclosure of conflicts

VI(B).Priority of transactions

VI(C).Referral fees

VII(A).Conduct as members and candidates

VII(B).Reference to institute, designation, program

Level 3-【Ethical and Professional Standards in Practice】Application of the Code and Standards

Pearl investment management

Level 3-【Ethical and Professional Standards in Practice】Asset Manager Code of Professional Conduct

Introduction and asset manager code(1-2)

Asset manager code(3-6)

Level 3-【Behavioral Finance】The Behavioral Finance Perspective

Behavioral versus traditional perspectives

Level 3-【Behavioral Finance】The Behavioral Bias of Individuals

Decision theory, bounded rationality

Prospect theory

Perspectives on market behavior and portfolio construction

Belief perseverance biases

Information-processing biases

Emotional biases

Level 3-【Behavioral Finance】Behavioral Finance and Investment Process

Classifying investors into types

Adviser-client relations

Portfolio construction

Analyst forecasts

Committee decision making

Market behavior

Level 3-【Private Wealth Managements(1)】Managing Individual Investor Portfolios

Situational profiling

Psychological profiling

Return and risk objectives

Constraints

Monte Carlo Simulation

Level 3-【Private Wealth Managements(1)】Taxes and Private Wealth Management in a Global Context

Overview of global income tax structures

Return for taxable accounts

Tpyes of investment accounts

Implications for wealth management

Level 3-【Private Wealth Managements(1)】Estate Planning in a Global Context

Estate planning basic concepts

Estimating core capital

Transferring excess capital

Estate planning tools

Cross-boarder estate planning

Level 3-【Private Wealth Management(2)】Concentrated Single-Asset Positions

General principles

Managing the risk of single-asset positions

Level 3-【Private Wealth Management(2)】Risk Management for Individuals

Human capital and financial capital

Insurance and annuities

Risk management for individuals

Level 3-【Portfolio Management for Institutional Investors】Managing Institutional Investor Portfolios

Introduction of defined-benefit plans

Defined-contribution plans

Hybrid and other plans

Foundation

Endowments

Life insurance companies

Non-life insurance companies

Banks and other institutional investors

Pension liabilities risk exposure

The liability-relative approach in practice

Level 3-【Applications of Economic Analysis to Portfolio】Capital Market Expetations

Framework for CME

Challenges in forecasting

Statistical tools

DCF models and risk premium approach

Financial market equilibrium models

Business cycle analysis

Economic growth trends

Exogenous shocks, international interactions, and economic forecasting

Forecasting asset class returns

Level 3-【Applications of Economic Analysis to Portfolio】Equity Market Valuation

Estimating a justified P/E ratio

Top-down and bottom-up forecasting type

L3【Asset Allocation and Related Decisions in Portfolio Management 1】Introduction to Asset Allocation

Investment governance-investment objectives approach

Risk concepts-factors based asset allocation

Global market portfolio-optimal allocation to the risky asset

Passive/active choices-fully/partial rebalancing

L3【Asset Allocation and Related Decisions in Portfolio Management 1】Principles of Asset Allocation

MVO formula

Strength of MVO-resampled MVO

BL model

Non-normal optimization-liquidity considerations

Surplus optimization approach

Hedge/return seeking approach

Approach comparisons-goal based construction

Heuristic and other approach-risk budgeting process

Risk parity

Level 3-【Asset Allocation and Related Decisions in Portfolio Management 2】

Asset size-constraints

Tax consideration

Revise the SAA-dealing with behavioral biases

Level 3-【Asset Allocation and Related Decisions in Portfolio Management 2】

Interest rate parity-currency options

Effects of currency-strategic decisions

Hedge decision-carry trade

Volatility trading-roll yield

Reduce hedging cost-exotic options

MVHR-benchmark selection

Investment uses of benchmark-comparison of benchmarks

Index construction-pros & cons of approaches

Level 3-【Fixed Income Portfolio Management(1)】Introduction to Fixed-Income Management

Framework and introduction

Roles of fixed-income

Fixed-income mandates

Liability based mandates,total return mandates

Bond market liquidity

Leverage

Taxation

Level 3-【Fixed Income Portfolio Management(1)】Liability-Driven and Index-Based Strategies

Manage single liability

Cash flow matching,contingent immunization

DB plan,risk in LDI

Index based strategy

Alternative methods for passive investment

Benchmark,ladder

Level 3-【Fixed Income Portfolio Management(2)】Yield Curve Strategies

Duration & convexity

Yield curve strategy

Stable,parallel shift

Steepness,curvature,volatility

Derivatives used to implement stategies

Yield curve strategy summary

Level 3-【Fixed Income Portfolio Management(2)】Credit Strategies

Credit risk,G-spread

I-spread,Z-spread,Excess Return

Bottom up approach

Top down approach

Risks,structured financial instruments

Level 3-【Equity Portfolio Management】Equity Portfolio Management

Introduction and framework

Benchmark overview

Benchmark selecting

Passive investment vehicles

Equity styles

Active investment strategy

The framework of semi-active equity investing

Three approaches to allocate managers

Performance evaluation

L3-【Alternative Investments for Portfolio Management】Alternative Investments Portfolio Management

Introduction and framework

Real estate

Private equity/venture capital

Commodity investments

Hedge funds

Managed futures

Distressed securities

Benchmarks and historical performance

Level 3-【Risk Management】Risk Management

Introduction and framework of risk management

Identifying risks

Measuring value at risk

Stress testing

Measuring credit risk, liquidity risk and nonfinancial risks

Managing risk

Level 3-【Risk Management Applications of Derivatives】

Managing interest rate risk

Managing equity market risk and foreign currency risk

L3-【Risk Management Applications of Derivatives】Risk Management Applications of Option Strategies

Covered call and protective put strategies

Bull spread and bear spread strategies

Butterfly strategies

Straddle and strangle strategies

Interest rate option strategies

Option portfolio risk management strategies

Level 3-【Risk Management Applications of Derivatives】Risk Management Applications of Swap Strategies

Managing interest rate and exchange rate risk with swaps

Managing equity market risk and using swaptions

Swaption strategies

Level 3-【Trading, Monitoring, and Rebalancing】Execution of Portfolio Decisions

The sources of execution costs

Measuring execution costs

Major trader types

Algorithmic trading

Level 3-【Trading, Monitoring, and Rebalancing】Monitoring and Rebalancing

Concepts of monitoring and rebalancing

Rebalancing strategies

Level 3-【Performance Evaluation】Evaluating Portfolio Performance

Introduction of evaluating portfolio management

Types of returns

TWR versus MWR

Other returns and data quality issues

Concepts of benchmark and benchmark types

Benchmark building, testing and application for hedge funds

Macro attribution methods

Micro attribution methods

Fundamental factor model and fixed-income approach

Performance appraisal

Noisiness of performance data

Manager continuation policy

L3-【Global Investment Performance Strandards】Overview of the Global Investment Performance Standards

Introduction of evaluating portfolio management

Compliance standards

Compliance width for firm

Compliance width for composite

Compliance width for portfolio

Return calculation for firm

Return calculation for composite

Return calculation for portfolio

Presentation & disclosure for firm

Presentation & disclosure for composite

Recommended issues of general standard 0-5

Real estate

Private equity

Wrap fee and SMA portfolios

Verification,advertisement and tax related issues

1912考季-L1基础-职业伦理-Ethics and Trust in the Investment Profession

Explain ethics and professionalism

Reasons for adopting ethics

Framework for ethical decision making

1912考季-L1基础-职业伦理-Code and ethics

Proceedings and the hearing panel

Code of Ethics

1912考季-L1基础-职业伦理-Guidance for Standards I-VII

I(A).Knowledge of the law

I(B).Independence and objectivity

I(C).Misrepresentation

I(D).Misconduct

II(A).Material Nonpublic information

II(B).Market manipulation

III(A).Loyalty, prudence and care

III(B).Fair dealing

III(C).Suitability

III(D).Performance presentation

III(E).Preservation of Confidentiality

IV(A).Loyalty

IV(B).Additional compensation arrangemen

IV(C).Responsibility of supervisors

V(A).Diligence and reasonable basis

V(B).Communication with clients

V(C).Record retention

VI(A).Disclosure of conflicts

VI(B).Priority of transactions

VI(C).Referral fees

VII(A).Conduct as members and candidates

VII(B).Reference to institute, designation, program

1912考季-L1基础-职业伦理-GIPS

Introduction to GIPS

Nine major sections of GIPS (0~8)

1912考季-L1基础-数量分析-The time value of money

Interest rates

EAR

Annuity

1912考季-L1基础-数量分析-Discounted cash flow applications

NPV & IRR

Types of returns

TWRR & MWRR

1912考季-L1基础-数量分析-Statistical concepts and market returns

Measurement scales

Measures of central tendency

absolute dispersion

Chebyshev's inequality, CV and SR

Skewness & kurtosis

1912考季-L1基础-数量分析-Pribability concepts

Basic concepts, odds for/against

Calculation rules for probabilities

Expected value & variance

Covariance & correlation

Bayes' formula

Factorial & C/P

1912考季-L1基础-数量分析-Common probability distributions

Probability distribution

Normal distribution

Standard normal distribution

SFR

Lognirmal distribution

Historical & MC simulation

1912考季-L1基础-数量分析-Sampling and estimation

Sampling

Central limit theory

Properties of estimators

Point & confidence interval estimate

Student's T-distribution

Biases

1912考季-L1基础-数量分析-Hypothesis testing

Introduction to the steps of hypothesis testing

One-tail & two-tail test

Test statistic

Critical value

P-value

Type Ⅰ error or type Ⅱerror

Test population mean

Test population variance

Parametric & nonparametric tests

1912考季-L1基础-数量分析-Technical analysis

Applications of Technical Analysis, Underlying Assumptions

Types of Charts, Trends

Common Chart Patterns

Technical Analysis Indicators

Technical Analysis Theory

1912考季-L1基础-经济学-Topics in Demand and Supply Analysis

Demand Curve and Supply Curve

Price Elasticity of Demand

Cross Elasticity

Income Elasticity of Demand

Substitution and Income Effects

Profit

Product

Revenue

Cost

Profit Maximization

Breakeven Point and Shutdown Point

1912考季-L1基础-经济学-The Firm and The Market Structure

Market Structure Factors & Perfect Competition

Monopolistic Competition

Characteristics of Oligopoly and Kinked Demand Curve Model

Cournot Model

Nash Equilibrium Modeland Dominant Firm Model

Characteristics of Monopoly

Concentration Measures

1912考季-L1基础-经济学-Aggregate Output, Prices and Economic Growth

Definition of GDP

GDP Deflator

GDP Calculation

IS Curve

LM Curve

Aggregate Demand Curve

Aggregate Supply Curve

Effect of Combination of AD and AS

Economic Growth

1912考季-L1基础-经济学-Understanding Business Cycles

Business Cycle and Four Phases

Theories of Business Cycle

Unemployment

Inflation

Economic Indicators

L1基础-数量分析-经济法Monetary and Fiscal Policy

Money Creation Process

Fisher Effect

Objectives of Central Banks

Monetary policy tools

Limitations of Monetary Policy

Tools of Fiscal Policy

Limitations of Fiscal Policy

Fiscal Multiplier

The Size of National Debt Relative to GDP

Interaction of Monetary and Fiscal Policy

L1基础-数量分析-经济法International Trade and Capital Flows

Comparative Advantage and Absolute Advantage

Trade restrictions

The Balance of Payments Accounts

L1基础-数量分析-经济法Currency Exchange Rates

International Organization and Trading Blocs

Basic Concept and Calculation

Interest rate parity

Exchange rate regimes

Impact of Exchange Rates

1912考季-L1基础-财务报表与分析-Financial Statement Analysis: An Introduction

The role of financial reporting and financial statement analysis I

The role of financial reporting and financial statement analysis II

Measurement of financial elements

The resources used for financial statement analysis

Auditing and financial statement analysis

Financial Statement elements

Basic concepts: Accounting Equation & Accrual Accounting

1912考季-L1基础-财务报表与分析-Financial Reporting Standards

Standard-setting bodies & Regulatory authorities

IASB & FASB:Conceptual Framework & General Requirement & Convergence

1912考季-L1基础-财务报表与分析-Understanding Income Statements

Income Statement Format and Components

Discontinued Operations & Extraordinary Items

Accrual accounting & Revenue recognition

LT contract and installment sales

Barter transaction and gross vs. net reporting of revenue

Basic EPS

Diluted EPS

1912考季-L1基础-财务报表与分析-Understanding Balance Sheets

B/S format and components

Financial Instruments

1912考季-L1基础-财务报表与分析-Understanding Cash Flow Statements

Classification of cash flow

CFO calculation-Direct Method

CFO calculation-Indirect Method

CFI Calculation

CFF Calculation

Free Cash Flow

1912考季-L1基础-财务报表与分析-Financial Analysis Techniques

Profitability, Activity, Liquidity, Solvency and Valuation ratios

Common-Size Analysis and Cash flow Statement Analysis and Ratio

Dupont Analysis & Equity and Credit Analysis

1912考季-L1基础-财务报表与分析-Inventories

Distinguish between product costs and period costs

Different Inventory Valuation Methods

Perpetual and Periodic inventory systems

LIFO Reserve and LIFO Liquidation & Converting from LIFO to FIFO

Inventory valuation (U.S. GAAP vs IFRS)

Inventory management & Inventory changes

1912考季-L1基础-财务报表与分析-Long-Lived Assets

Capitalizing or Expensing

Intangible assets

Depreciation methods & Amortization methods

Revaluation and derecognition of assets

Impairment of long-lived assets

Investment property

1912考季-L1基础-财务报表与分析-Income Taxes

Accounting Profit and Taxable Income & Key Terminology

Temporary and Permanent Differences

DTA & DTL

Tax rate changes & effective tax rate

Reversal of Temporary Difference

1912考季-L1基础-财务报表与分析-Non-Current (Long-Term) Liabilities

Bond Introduction & bond issued at par,premium and discount

Issuance Costs & Fair Value Reporting Option

Derecognition of Debt & Debt Covenant

Classification of Leases under U.S. GAAP & IFRS

Lease Accounting for Lessee

Off-balance Sheet Financing

Framework for Pension plans

1912考季-L1基础-财务报表与分析-Financial Reporting Quality

Financial Reporting Quality

1912考季-L1基础-财务报表与分析-Financial Statement Analysis: Applications

Financial Reporting Quality and Financial Statement Analysis

1912考季-L1基础-企业理财-Corparate Governance and ESG: An Introduction

Stakeholder Theory in Corporate Governance

ESG Considerations for Investors(大纲无但是视频有)

Principal-agent and Relationships in Corporate Governance

Functions and Responsibilities of Board of Directors and Committees

Factors that Affect Stakeholder Relationships and Corporate Governance

Analyst Considerations and ESG Considerations for Investors

1912考季-L1基础-企业理财-Capital Budgeting

The Basic of Capital Budgeting

NPV Profile

Project Evaluation Methods

1912考季-L1基础-企业理财-Cost of Capital

WACC

Cost of the Debt & Preferred Stock

CAPM, DDM & Bond-yield-plus Risk-premium Approach

Pure-play Method & Country Risk Premium

Optimal Capital Budget, Marginal Cost of Capital & Flotation Costs

1912考季-L1基础-企业理财-Measures of leverage

Leverage and Risk

Breakeven Analysis

1912考季-L1基础-企业理财-Working Capital Management

Liquidity Measures and Management

Short-term Funding

1912考季-L1基础-组合管理-Portfolio Management: An Overview

Portfolio perspective

Types of Investors and Pooled Investment Products

Portfolio Management Process

1912考季-L1基础-组合管理-Portfolio Risk and Return: Part I

Return and risk

Modern Portfolio Theory

1912考季-L1基础-组合管理-Portfolio Risk and Return: Part II

CAL & CML

Systematic & Nonsystematic Risk

CAPM and SML

Performance Evaluation Indicators

1912考季-L1基础-组合管理-Basics of Portfolio Planning and Construction

Components of IPS, Risk and Return

Investment Constrains, Asset Allocation

1912考季-L1基础-组合管理-Risk Management: An Introduction

Define Risk Management

Types of Risks

Measure and Modify Risks

1912考季-L1基础-组合管理-Fintech in Investment Management

Fintech in Investment Management

1912考季-L1基础-权益类投资分析-Market Organization and Structure

The Main Functions of The Financial System

Types of Financial Intermediaries and Services

Market regulation&Classification of assets

Primary and Secondary Markets

Quote-driven, Order-driven, and Brokered Markets

Positions Taken in an Asset

Execution, Validity, and Clearing Instructions

1912考季-L1基础-权益类投资分析-Security market indices

Security Market Indices

Price Weighting and Equal Weighting

Market Capitalization Weighting and Fundamental Weighting

Other equity index &Fixed-income index& Alternative investments

1912考季-L1基础-权益类投资分析-Market Efficiency

Introduction of market efficiency

Contrast weak form,semi-strong form, strong form market efficiency

Market pricing anomalies

Behavioral finance definition and classification

1912考季-L1基础-权益类投资分析-Overview of equity securities

Types and characteristics of equity securities

Investment in non-domestic equity securities

Risk and return characteristics of equity securities

1912考季-L1基础-权益类投资分析-Introduction to industry and company analysis

Macroeconomic analysis

Industry life cycle models

Current industry classification systems

Pricing power and price competition

Strategic analysis of an industry

Company analysis

1912考季-L1基础-权益类投资分析-Equity valuation: Concepts and basic tools

Equity valuation models

DCF models

Price multiples

Enterprise value multiples

Asset-based valuation models

1912考季-L1基础-固定收益-Fixed-Income Securities: Defining Elements

Basic features of a fixed-income security

Bond Markets &Legal information

Collateral &Credit enhancements

Covenants &Tax

Principal repayment structures

Coupon payment structures

Callable bond and putable bond

Convertible bond

1912考季-L1基础-固定收益-Fixed-Income Markets: Issuance, Trading, and Funding

Classifications of global fixed-income markets

Primary and secondary market for bonds

Securities issued by sovereign governments

Non-sovereign government, agency and supranational bonds

Types of debt issued by corporations

Short-term funding alternatives

Structured financial instruments

1912考季-L1基础-固定收益-Introduction to Fixed-Income Valuation

Bond valuation using YTM

Relationships between price and time

Valuation with spot rates

Flat price, accrued interest, and the full price

Matrix Pricing

Yield measures

Yield measures for floating-rate notes

Yield Curve

Forward Rates vs. Spot Rates

Yield Spread

1912考季-L1基础-固定收益-Introduction to Asset-backed securities

Securitization

Residential mortgage loans

Prepayment risk

Prepayment rate

Different types of CMOs

Non-agency RMBS

CMBS

Non-mortgage asset-backed securities

Collateralized debt obligations

1912考季-L1基础-固定收益-Understanding Fixed-Income Risk and Return

Sources of return

Interest rate risk

Different types of Duration

Effects of bond characteristics on duration

Portfolio duration

Convexity

Yield volatility, Credit and liquidity Spread

1912考季-L1基础-固定收益-Fundamentals of Credit Analysis

Credit risk

Seniority rankings

The four Cs of credit analysis

Yield spread

Credit analysis of different bonds

1912考季-L1基础-衍生证券基础-Derivative Markets and Instruments

Derivative Instruments

Derivative Markets

Forward

Futures

Swap

Basic concepts of Options

1912考季-L1基础-衍生证券基础-Basics of Derivative Pricing and Valuation

Option payoff and profit

Put-call parity

Principle of forward pricing & valuation

Pricing & valuation of different forward contracts

Pricing and valuation of futures & swaps

Factors affect the value of options

1912考季-L1基础-其他类投资分析-Introduction to Alternative Investments

Basic characteristics of alternative

Hedge funds Strategies

Hedge fund fees, valuation and due diligence

Private Equity

Real Estate

Commodities

Infrastructure

Other Alternative Investments

1912考季-L1经典习题-职业伦理

R1:1-8+R2:1

R3:2-12

R3:13-23

R3:24-32

R3:33-40;R5:1-3

1912考季-L1经典习题-数量

R6

R7

R8

R9

R10

R11

R12

1912考季-L1经典习题-经济学

R13

R14

R15

R16

R17

R18

1912考季-L1经典习题-财务

R19

R20

R21

R22

R23

R24

R25

R26

R27

R28

R29

R30

R31&32

1912考季-L1经典习题-组合

R39

R40 1

R40 2

R41

R42

R43

R44

1912考季-L1经典习题-权益其他

R44

R45

R46

R47

R48

R49

1912考季-L1经典习题-企业理财

R33

R34

R35

R36

R37

1912考季-L1经典习题-固定收益

R50

R51

R52

R53

R54

R55

1912考季-L1经典习题-衍生证券分析

R56

R57

1912考季-L1经典习题-其他

R58

1912考季-L1强化阶段-经济学

供给(1)

供给(2)

收入成本利润市场结构(1)

收入成本利润市场结构(2)

经济增长(1)

经济增长(2)

通胀 失业 周期 政策(1)

通胀 失业 周期 政策(2)

国际贸易 外汇(1)

国际贸易 外汇(2)

1912考季-L1百题阶段-经济学

Q15

Q28

Q36

Q45

Q55

Q71

Q93

Q110

1912考季-L1强化阶段-职业伦理

R1 & R2 & I(B)_Sub_01

R1 & R2 & I(B)_Sub_02

II(B)

VI(B)_Sub_01

VI(B)_Sub_02

VII(B)_Sub_01

VII(B)_Sub_02

1912考季-L1百题阶段-职业伦理

R1&R2&II(B)

III(A)

V(II)_Sub_01

V(II)_Sub_02

GIPS

1912考季-L1强化阶段-数量&组合

QM 6-7

QM R8

R9-10

R11-12

组合

technical analysis

fintech

1912考季-L1百题阶段-数量&组合

QM Q1-Q38

QM Q39-Q86

QM Q87-Q121

QM Q1-Q87 (1)

QM Q1-Q87 (2)

1912考季-L1强化阶段-财报

财务报表-纪慧诚-1. 基础原理(一)

财务报表-纪慧诚-2. 基础原理(二)

财务报表-纪慧诚-3. IS BS CFS(一)

财务报表-纪慧诚-4. IS BS CFS(二)

财务报表-纪慧诚-5. CF Ratio(一)

财务报表-纪慧诚-6. CF Ratio(二)

财务报表-纪慧诚-7. Inventory long-live asset(一)

财务报表-纪慧诚-8. Inventory long-live asset(二)

财务报表-纪慧诚-9. Tax Bond Lease(一)

财务报表-纪慧诚-10. Tax Bond Lease(二)

1912考季-L1百题阶段-财报

财务报表-纪慧诚--1.百题1-22

财务报表-纪慧诚--2.百题23-41

财务报表-纪慧诚--3.百题42-56

财务报表-纪慧诚--4.百题57-69

财务报表-纪慧诚--5.百题70-83

财务报表-纪慧诚--6.百题84-97

财务报表-纪慧诚--7.百题98-113

财务报表-纪慧诚--8.百题114-130

财务报表-纪慧诚--9.百题131-144

财务报表-纪慧诚--10.百题145-157

财务报表-纪慧诚--11.百题158-165

财务报表-纪慧诚--12.百题166-176

1912考季-L1强化阶段-固定收益

固定收益-单晨玮-features,bond indenture,type by CF(一)

固定收益-单晨玮-features,bond indenture,type by CF(二)

固定收益-单晨玮-含权债券、债券分类(一)

固定收益-单晨玮-含权债券、债券分类(二)

固定收益-单晨玮-valuation(一)

固定收益-单晨玮-valuation(二)

固定收益-单晨玮-ABS(一)

固定收益-单晨玮-ABS(二)

固定收益-单晨玮-int rate risk,credit risk(一)

固定收益-单晨玮-int rate risk,credit risk(二)

1912考季-L1百题阶段-固定收益

固定收益百题-单晨玮-1.FI 1-15

固定收益百题-单晨玮-2.FI 16-35

固定收益百题-单晨玮-3.FI 36-47

固定收益百题-单晨玮-4.FI 48-57

固定收益百题-单晨玮-5.FI 58-65

固定收益百题-单晨玮-6.FI 66-79

固定收益百题-单晨玮-7.FI 80-96

固定收益百题-单晨玮-8.FI 97-129

1912考季-L1强化阶段-权益其他理财衍生强化

权益其他理财衍生强化-韩霄-1.Equity 复习_Sub_01

权益其他理财衍生强化-韩霄-1.Equity 复习_Sub_02

权益其他理财衍生强化-韩霄-2.Equity + Altnernative 复习_Sub_01

权益其他理财衍生强化-韩霄-2.Equity + Altnernative 复习_Sub_02

权益其他理财衍生强化-韩霄-3.Corporate Finance复习_Sub_01

权益其他理财衍生强化-韩霄-3.Corporate Finance复习_Sub_02

权益其他理财衍生强化-韩霄-4.Derivatives复习_Sub_01

权益其他理财衍生强化-韩霄-4.Derivatives复习_Sub_02

1912考季-L1百题阶段-权益其他理财衍生强化

权益其他理财衍生百题-韩霄-1.其他1-20

权益其他理财衍生百题-韩霄-2.其他21-40

权益其他理财衍生百题-韩霄-3.权益1-35

权益其他理财衍生百题-韩霄-4.权益36-61

权益其他理财衍生百题-韩霄-4.权益62-81

权益其他理财衍生百题-韩霄-5.权益82-99

权益其他理财衍生百题-韩霄-1.理财1-26

权益其他理财衍生百题-韩霄-6.理财27-66

权益其他理财衍生百题-韩霄-7.理财67-74&衍生1-29

权益其他理财衍生百题-韩霄-8.衍生30-50

1912考季-L1模考阶段

模考讲解一-邵思怡 1-22

模考讲解一-邵思怡 23-42

模考讲解一-邵思怡 43-57

模考讲解一-邵思怡 58-72

模考讲解一-邵思怡 73-120

模考讲解二-邵思怡 1-31

模考讲解二-邵思怡 32-60

模考讲解二-邵思怡 61-83

模考讲解二-邵思怡 84-120

模考讲解三-王慧琳 1-42

模考讲解三-王慧琳 43-67

模考讲解三-王慧琳 68-120

模考讲解四-王慧琳 1-61

模考讲解四-王慧琳 62-120

1912考季-L1押题阶段

王慧玲-数量1

王慧玲-数量2

王慧玲-组合1

王慧玲-组合2

韩霄-权益

韩霄-财务押题1

韩霄-财务押题2

韩霄-其他押题

王慧玲-职业伦理1

王慧玲-职业伦理2

CFA一级押题-经济学押题1

CFA一级押题-经济学押题2

CFA一级押题-经济学押题3

CFA一级押题-韩霄-6.其他押题

CFA一级押题-纪慧诚-企业理财

CFA一级押题-纪慧诚-衍生

CFA一级押题-固定收益

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